Brookfield Asset Management Ltd.

For the period ended Jun 30, 2026. Filed Aug 10, 2026.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Aug 10, 2026

BAM$53.49-1.3%Stored close · as of Nov 10, 2026

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Contents

Item 6. Exhibits and Financial Statement Schedules

Exhibit Number	Exhibit Description
2.1*	Transaction Agreement, dated as of April 14, 2026, by and among Brookfield Asset Management Ltd., Brookfield Corporation, Brookfield Oaktree Holdings, LLC, and the other parties thereto (incorporated by reference to Exhibit 2.1 of Brookfield Oaktree Holdings, LLC’s Form 8-K filed with the SEC on April 20, 2026).
10.1+	2026 Management Share Option Plan (incorporated by reference to Exhibit 4.2 of BAM's Form S-8 filed with the SEC on July 31, 2026).
10.2+	Escrowed Stock Plan (incorporated by reference to Exhibit 4.3 of BAM's Form S-8 filed with the SEC on July 31, 2026).
10.3+	Restricted Share Unit Plan (incorporated by reference to Exhibit 4.4 of BAM's Form S-8 filed with the SEC on July 31, 2026).
22.1	List of Subsidiary Guarantors (incorporated by reference to Exhibit 22.1 of BAM's Form 10-K filed with the SEC on March 2, 2026).
31.1**	Certification of the Chief Executive Officer pursuant to Rule 13a-14(a).
31.2**	Certification of the Chief Financial Officer pursuant to Rule 13a-14(a).
32.1***	Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2***	Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS**	Inline XBRL Instance Document.
101.SCH**	Inline XBRL Taxonomy Extension Schema Document.
101.CAL**	Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF**	Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB**	Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE**	Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104**	Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).

The schedules and exhibits to this exhibit have been omitted from this filing pursuant to Item 601(a)(5) of Regulation S-K. BAM will furnish copies of any such schedules and exhibits to the Securities and Exchange Commission upon request.

** Filed herewith.

*** Furnished herewith.

Management contract or compensatory plan or arrangement in which directors or executive officers are eligible to participate.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.