Cboe Global Markets Inc
For the period ended Sep 30, 2024. Filed Nov 1, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 1, 2024
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Item 5. Other Information
Securities Trading Plans of Executive Officers and Directors
During the three months ended September 30, 2024, our executive officers and directors adopted orterminated contracts, instructions, or written plans for the purchase or sale of our securities as noted below:
| Name and Title | Date of Adoptionof Trading Plan | Scheduled Expiration Date of Trading Plan(1) | Aggregate Number of Securitiesto Be Purchased or Sold |
|---|---|---|---|
| David HowsonExecutive Vice President, Global President | 9/6/2024 (2) | 5/30/2025 | Sale of up to 10,247 shares of common stock to be issued upon the vesting of time-based restricted stock units and up to 100% of the shares of common stock to be issued upon the vesting of 10,538 performance-based restricted stock units |
(1)The trading plan may also expire on such earlier date as all transactions under the trading plan are completed.
(2)Intended to satisfy the affirmative defense of Rule 10b5-1(c).
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