Compass, Inc.
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 6, 2026
COMP$10.79+5.7%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
Exhibit Index
| Incorporated by Reference · Filed orFurnishedHerewith | ||||||
|---|---|---|---|---|---|---|
| Exhibit Number · Description · Form · File No. · Exhibit · FilingDate | ||||||
| 4.1 | Supplemental Indenture No. 1, dated as of April 29, 2026, to the 0.25% Convertible Senior Notes Indenture. | 10-Q | 001-40291 | 4.7 | 05/08/26 | |
| 10.1 | Amendment No. 1 dated April 30, 2026 to the Revolving Credit and Guaranty Agreement by and among Compass, Inc., the Obligors party thereto, Morgan Stanley Senior Funding, Inc., the Lenders, and Issuing Banks party thereto, dated as of November 17, 2025. | 10-Q | 001-40291 | 10.4 | 05/08/26 | |
| 10.2 | Amendment No. 3 to the Second Amended and Restated Revolving Credit and Security Agreement among Compass Concierge SPV I, LLC, Compass Concierge, LLC, and Barclays Bank PLC and the lenders party thereto, dated as of April 24, 2026. | 10-Q | 001-40291 | 10.6 | 05/08/26 | |
| 10.3 | Put Agreement dated April 15, 2026. | 8-K | 001-40291 | 10.1 | 04/15/26 | |
| 10.4+ | Form of Severance and Change in Control Agreement between Compass, Inc. and non-CEO executive officers (Revised May 2026). | 10-Q | 001-40291 | 10.9 | 05/08/26 | |
| 10.5 | 22nd Omnibus Amendment, dated as of May 29, 2026, by and among Cartus Corporation, Cartus Financial Corporation, Apple Ridge Services Corporation, Apple Ridge Funding LLC, U.S. Bank National Association, as indenture trustee, paying agent, authentication agent, and transfer agent and registrar, the Managing Agents party to the Note Purchase Agreement, the Purchasers party to the Note Purchase Agreement, Crédit Agricole Corporate and Investment Bank, as administrative agent and lead arranger, Compass, Inc., as performance guarantor, Bank of America, N.A., as the additional committed purchaser and as the additional managing agent, which amends and conforms the Indenture Supplement, Note Purchase Agreement, Transfer and Servicing Agreement, Purchase Agreement, and Receivables Purchase Agreement. | 10-Q | 001-40291 | 10.5 | 08/06/26 | |
| 10.6 | 23rd Omnibus Amendment, dated as of October 27, 2026, by and among Cartus Corporation, Cartus Financial Corporation, Apple Ridge Services Corporation, Apple Ridge Funding LLC, U.S. Bank National Association, as indenture trustee, paying agent, authentication agent, and transfer agent and registrar, the Managing Agents party to the Note Purchase Agreement, the Purchasers party to the Note Purchase Agreement, Crédit Agricole Corporate and Investment Bank, as administrative agent and lead arranger, and Compass, Inc., as performance guarantor, which amends and conforms the Purchase Agreement and Master Indenture. | X | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| Incorporated by Reference | Filed orFurnishedHerewith | |||||
| Exhibit Number | Description | Form | File No. | Exhibit | FilingDate | |
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1* | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.2* | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 101.INS | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document). | X | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | X | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | X | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | X | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. | X | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | X | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101). | X | ||||
- Management contract or compensatory plan.
*The certifications furnished in Exhibits 32.1 and 32.2 hereto are deemed to accompany this Form 10-Q and are not deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall they be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
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