Compass, Inc.

For the period ended Mar 31, 2026. Filed May 8, 2026.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2026 · Filed May 8, 2026

COMP$10.79+5.7%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 6. Exhibits

Exhibit Index

Incorporated by Reference · Filed orFurnishedHerewith
Exhibit Number · Description · Form · File No. · Exhibit · FilingDate
4.1	Indenture, dated as of January 9, 2026, by and among Compass, Inc., the guarantors party thereto and Wilmington Trust, National Association, as trustee, governing the 0.25% Convertible Senior Notes due 2031 (the “0.25% Convertible Senior Notes Indenture”).	8-K	001-40291	4.1	1/09/26
4.2	Form of 0.25% Convertible Senior Notes due 2031 (included in the 0.25% Convertible Senior Notes Indenture).	8-K	001-40291	4.1	1/09/26
4.3	Supplemental Indenture No. 4, dated as of January 9, 2026, to the 5.75% Senior Note Indenture.	10-K	001-40291	4.7	2/27/26
4.4	Supplemental Indenture No. 2, dated as of January 9, 2026, to the 5.25% Senior Note Indenture.	10-K	001-40291	4.13	2/27/26
4.5	Supplemental Indenture No. 1, dated as of January 9, 2026, to the 7.000% Second Lien Secured Notes due 2030.	10-K	001-40291	4.17	2/27/26
4.6	Supplemental Indenture No. 1, dated as of January 9, 2026, to the 9.750% Secured Second Lien Notes due 2030.	10-K	001-40291	4.20	2/27/26
4.7	Supplemental Indenture No. 1, dated as of April 29, 2026, to the 0.25% Convertible Senior Notes Indenture.					X
10.1+	Amendment to 2021 Equity Incentive Plan of Compass, Inc.	S-8	333-292639	10.2	1/09/26
10.2	Form of Base Capped Call Confirmation.	8-K	001-40291	10.1	1/09/26
10.3	Form of Additional Capped Call Confirmation.	8-K	001-40291	10.2	1/09/26
10.4	Amendment No. 1 dated April 30, 2026 to the Revolving Credit and Guaranty Agreement by and among Compass, Inc., the Obligors party thereto, Morgan Stanley Senior Funding, Inc., the Lenders, and Issuing Banks party thereto, dated as of November 17, 2025.					X
10.5	Amendment No. 2 to the Second Amended and Restated Revolving Credit and Security Agreement among Compass Concierge SPV I, LLC, Compass Concierge, LLC, and Barclays Bank PLC and the lenders party thereto, dated as of August 1, 2025.	10-Q	001-40291	10.2	8/04/25
10.6	Amendment No. 3 to the Second Amended and Restated Revolving Credit and Security Agreement among Compass Concierge SPV I, LLC, Compass Concierge, LLC, and Barclays Bank PLC and the lenders party thereto, dated as of April 24, 2026.					X
10.7	Put Agreement dated April 15, 2026.	8-K	001-40291	10.1	4/15/2026
10.8+	Amendment No. 1 to Separation Agreement with Brad Serwin dated January 4, 2026 (certain portions of this exhibit have been omitted pursuant to Regulation S-K Item 601(b)(10)).					X
10.9+	Form of Severance and Change in Control Agreement between Compass, Inc. and non-CEO executive officers (Revised May 2026).					X

		Incorporated by Reference	Filed orFurnishedHerewith
Exhibit Number	Description	Form	File No.	Exhibit	FilingDate
10.10	Performance Guaranty dated as of January 8, 2026, by Compass, Inc. in favor of Cartus Financial Corporation and Apple Ridge Funding LLC.					X
10.11	Note Purchase Agreement, dated as of December 14, 2011 (the “Note Purchase Agreement”), among Apple Ridge Funding LLC, Cartus Corporation, as Servicer, the financial institutions and commercial paper conduits party thereto and the Administrative Agent, relating to the Series 2011-1 Secured Variable Funding Notes.					X
10.12	Series 2011-1 Indenture Supplement, dated as of December 16, 2011, by and between Apple Ridge Funding LLC and U.S. Bank National Association.					X
10.13	7th Omnibus Amendment, dated as of December 14, 2011, by and among Cartus Corporation, Cartus Financial Corporation, Apple Ridge Services Corporation, Apple Ridge Funding LLC, Realogy Corporation, U.S. Bank National Association, Crédit Agricole Corporate and Investment Bank and the other managing agents party thereto (the "Eighth Omnibus Amendment"), which amends and conforms the Purchase Agreement, Receivables Purchase Agreement, Master Indenture and Transfer and Serving Agreement (together with the Series 2011-1 Indenture Supplement and Note Purchase Agreement, the "Apple Ridge Documents").					X
10.14	8th Omnibus Amendment to the Apple Ridge Documents dated as of September 11, 2013.					X
10.15	9th Omnibus Amendment to the Apple Ridge Documents dated as of June 11, 2015.					X
10.16	Amendment to the Note Purchase Agreement dated as of June 1, 2016.					X
10.17	10th Omnibus Amendment to the Apple Ridge Documents dated as of June 9, 2017.					X
10.18	11th Omnibus Amendment to the Apple Ridge Documents dated as of June 8, 2018.					X
10.19	12th Omnibus Amendment to the Apple Ridge Documents dated as of June 7, 2019.					X
10.20	13th Omnibus Amendment to the Apple Ridge Documents dated as of December 6, 2019.					X
10.21	14th Omnibus Amendment to the Apple Ridge Documents dated as of June 4, 2020.					X
10.22	15th Omnibus Amendment to the Apple Ridge Documents dated as of August 5, 2020.					X
10.23	16th Omnibus Amendment to the Apple Ridge Documents dated as of June 4, 2021.					X
10.24	17th Omnibus Amendment to the Apple Ridge Documents dated as of June 3, 2022.					X
10.25	18th Omnibus Amendment to the Apple Ridge Documents dated as of June 2, 2023.					X

		Incorporated by Reference	Filed orFurnishedHerewith
Exhibit Number	Description	Form	File No.	Exhibit	FilingDate
10.26	19th Omnibus Amendment to the Apple Ridge Documents dated as of May 31, 2024.					X
10.27	20th Omnibus Amendment to the Apple Ridge Documents dated as of May 30, 2025.					X
10.28	21st Omnibus Amendment to the Apple Ridge Documents dated as of January 6, 2026.					X
31.1	Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.					X
31.2	Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.					X
32.1*	Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.					X
32.2*	Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.					X
101.INS	Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document).					X
101.SCH	Inline XBRL Taxonomy Extension Schema Document.					X
101.CAL	Inline XBRL Taxonomy Extension Calculation Linkbase Document.					X
101.DEF	Inline XBRL Taxonomy Extension Definition Linkbase Document.					X
101.LAB	Inline XBRL Taxonomy Extension Label Linkbase Document.					X
101.PRE	Inline XBRL Taxonomy Extension Presentation Linkbase Document.					X
104	Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101).					X

Management contract or compensatory plan.

*The certifications furnished in Exhibits 32.1 and 32.2 hereto are deemed to accompany this Form 10-Q and are not deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall they be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.

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