ADVANCED ENERGY INDUSTRIES INC
For the period ended Mar 31, 2025. Filed Apr 30, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed Apr 30, 2025
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Item 5. OTHER INFORMATION
Rule 10b5-1 Trading Arrangements
During the first quarter of 2025, one of our directors and one of our officers each adopted a “Rule 10b5-1 trading arrangement” (as defined in Item 408 of Regulation S-K) intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), as amended. The table below summarizes the terms of the Rule 10b5-1 trading arrangements adopted:
| | ||||
| Name and Title | Date of Adoption | Duration of the Trading Arrangement (1) | Aggregate Number of Shares to be Sold | |
|---|---|---|---|---|
| Anne T. DelSantoDirector | Mar. 13, 2025 | May 5, 2026, or the next possible business day upon which the sale can be effected | Up to 2,880 | |
| | | | | |
| John DonagheyExecutive Vice President and Global Head of Sales | Mar. 11, 2025 | Until Oct. 29, 2025, or such earlier date upon which all transactions are completed | Up to 2,000 | |
| (1) | The Rule 10b5-1 trading arrangements also provide for termination prior to the above-listed expiration date following the occurrence of certain events, such as public announcement of a tender offer, exchange offer, or certain merger and acquisition, reorganization, or recapitalization transactions or the bankruptcy, insolvency, or death of the adopting person. |
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