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CAPRICOR THERAPEUTICS, INC.

For the period ended Dec 31, 2024. Filed Mar 26, 2025.

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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2024 · Filed Mar 26, 2025

CAPR$8.87-9.9%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 3. Legal Proceedings

We are not involved in any material pending legal proceedings and are not aware of any material threatened legal proceedings against us by any governmental authority. From time to time, the Company may become involved in various legal proceedings that arise in the ordinary course of its business or otherwise. We draw your attention to the disclosure in Item 1A. above under “Risk Factors – Risks Related to Our Relationships with Third Parties – We are dependent on our relationships with our licensors and collaborators and there is no guarantee that such relationships will be maintained or continued.”

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.