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CAPRICOR THERAPEUTICS, INC.

For the period ended Dec 31, 2024. Filed Mar 26, 2025.

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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2024 · Filed Mar 26, 2025

CAPR$8.87-9.9%Stored close · as of Nov 10, 2026

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Item 14. Principal Accountant Fees and Services

ITEM 14.PRINCIPAL ACCOUNTING FEES AND SERVICES.

In connection with the audit of the 2024 financial statements, we entered into an engagement agreement with Rose, Snyder & Jacobs LLP which sets forth the terms by which Rose, Snyder & Jacobs LLP would perform audit services for us.

The following is a summary of the approximate fees billed to us by Rose, Snyder & Jacobs LLP, our independent registered public accounting firm, for professional services rendered for the fiscal years ended December 31, 2024 and 2023 which includes Capricor, Inc. and Capricor Therapeutics, Inc.:

​ · ​ · ​ · ​ · ​ · ​ · ​
​ · ​ · Fiscal Year Ended
​ · ​ · December 31,
Service Category · 2024 · 2023
Audit Fees​$94,000​$89,050
Audit-Related Fees​65,000​45,250
Tax Fees​12,200​11,500
All Other Fees​12,200​1,600
Total Fees​$183,400​$147,400

In the above table, in accordance with the SEC’s definitions and rules, “audit fees” are fees for professional services for the audit and review of our annual financial statements, as well as the audit and review of our financial statements included in our registration statements filed under the Securities Act and issuance of consents and for services that are normally provided by the accountant in connection with statutory and regulatory filings or engagements, except those not required by statute or regulation; “audit-related fees” are fees for assurance and related services that were reasonably related to the performance of the audit or review of our financial statements, including attestation services that are not required by statute or regulation, due diligence and services related to acquisitions; “tax fees” are fees for tax

compliance, tax advice and tax planning; and “all other fees” are fees for any services not included in the first three categories which include foreign tax research and consents necessary for applicable filings with the SEC.

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