Boot Barn Holdings Inc
For the period ended Sep 28, 2024. Filed Oct 30, 2024.
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Sep 28, 2024 · Filed Oct 30, 2024
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Item 5. Other Information
Rule 10b5-1 Trading Arrangements
On August 14, 2024, John Hazen, the Company’s Chief Digital Officer, adopted a written plan for the sale of the Company’s common stock that is intended to satisfy the affirmative defense conditions of Rule 10 b5-1(c) under the Exchange Act (a “10b5-1 Plan”). The 10b5-1 Plan provides for the potential sale of up to 6,311 shares of the Company’s common stock that Mr. Hazen may acquire upon the exercise of outstanding stock options, beginning January 2, 2025 through December 31, 2027.
During the quarter ended September 28, 2024, except as described above, none of the Company’s directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of the Company’s common stock intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, or any “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of Regulation S-K).
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