AerSale Corp
For the period ended Dec 31, 2023. Filed Mar 8, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 8, 2024
ASLE$5.18+2.4%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a)(1) Financial Statements.
The financial statements required by this item are listed in Item 8, “Financial Statements and Supplementary Data” herein.
(a)(2) Financial Statement Schedules.
All financial statement schedules have been omitted because they are not applicable, not required or the information required is shown in the financial statements or the notes thereto.
(a)(3) Exhibits.
The following is a list of exhibits filed as part of this Annual Report.
| ExhibitNumber · Description · Form · File No. · Exhibit · FilingDate · Filed/FurnishedHerewith | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2.1 | | Agreement and Plan of Merger, dated December 8, 2019, by and among Monocle Acquisition Corporation, Monocle Holdings Inc., AerSale Corp., Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P., in its capacity as the Holder Representative. | | 8-K | | 001-38801 | | 2.1 | | 12/9/2019 | | |
| ExhibitNumber · Description · Form · File No. · Exhibit · FilingDate · Filed/FurnishedHerewith | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2.2 | | Amendment No. 1 to the Agreement and Plan of Merger, dated August 13, 2020, by and among Monocle Acquisition Corporation, Monocle Holdings Inc., AerSale Corp., Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P., in its capacity as the Holder Representative. | | 10-Q | | 001-38801 | | 2.1 | | 08/4/2020 | | |
| 2.3 | Amended and Restated Agreement and Plan of Merger, dated September 8, 2020, by and among Monocle Acquisition Corporation, Monocle Holdings Inc., AerSale Corp., Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P., in its capacity as the Holder Representative. | 8-K | 001-38801 | 2.1 | 09/08/2020 | | | |||||
| 2.4 | Amendment No. 1 to the Amended and Restated Agreement and Plan of Merger, dated December 16, 2020, by and among Monocle Acquisition Corporation, Monocle Holdings Inc., AerSale Corp., Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P., in its capacity as the Holder Representative. | 8-K | 001-38801 | 10.5 | 12/17/2020 | |||||||
| 3.1 | Amended and Restated Certificate of Incorporation of Monocle Holdings Inc., dated October 13, 2020. | S-4/A | 333-235766 | 3.1 | 10/14/2020 | | | |||||
| 3.2 | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Monocle Holdings Inc., dated December 22, 2020. | 8-K | 001-38801 | 3.2 | 12/23/2020 | | | |||||
| 3.3 | | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of AerSale Corporation, dated June 17, 2021. | | 10-Q | | 001-38801 | | 3.3 | | 08/09/2021 | | |
| 3.4 | Certificate of Amendment to Amended and Restated Certificate of Incorporation, as amended, of AerSale Corporation, dated June 17, 2021. | 8-K | 001-38801 | 3.1 | 06/21/2021 | | | |||||
| ExhibitNumber · Description · Form · File No. · Exhibit · FilingDate · Filed/FurnishedHerewith | ||||||||
|---|---|---|---|---|---|---|---|---|
| 3.5 | Amended and Restated Bylaws of Monocle Holdings Inc., dated October 13, 2020. | S-4/A | 333-235766 | 3.2 | 10/14/2020 | | | |
| 3.6 | Amendment No. 1 to the Amended and Restated Bylaws of AerSale Corporation, dated December 22, 2020. | 8-K | 001-38801 | 3.4 | 12/23/2020 | | | |
| 4.1 | Specimen Common Stock Certificate of Monocle Holdings Inc. | S-4/A | 333-235766 | 4.2 | 02/14/2020 | | | |
| 4.2 | Specimen Warrant Certificate of Monocle Holdings Inc. | S-4/A | 333-235766 | 4.3 | 02/14/2020 | | | |
| 4.3 | Warrant Agreement, dated February 6, 2019, between Monocle Acquisition Corporation and Continental Stock Transfer & Trust Company, as warrant agent. | 8-K | 001-38801 | 4.1 | 02/12/2019 | | | |
| 4.4 | Assignment and Assumption Agreement, dated December 22, 2020, by and among Monocle Holdings Inc., Monocle Acquisition Corporation and Continental Stock Transfer & Trust Company. | 8-K | 001-38801 | | 10.9 | 12/23/2020 | | |
| 4.5 | Description of the Registrant’s Securities | 10-K | 001-38801 | 4.4 | 3/15/2022 | | | |
| 10.1 | Letter Agreement, dated December 16, 2020, by and among Monocle Acquisition Corporation, Monocle Holdings Inc., AerSale Corp., Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P., in its capacity as the Holder Representative. | 8-K | 001-38801 | 10.4 | 12/17/2020 | | | |
| 10.2 | Amended and Restated Registration Rights Agreement, dated December 22, 2020, by and among Monocle Holdings Inc., Monocle Acquisition Corporation, Monocle Partners, LLC, Cowen Investments II LLC, C. Robert Kehler, Donald W. Manvel, John C. Pescatore, Green Equity Investors V, L.P., Green Equity Investors Side V, L.P., LGP Parts Coinvest LLC., Florida Growth Fund LLC, Enarey, LP and ThoughtValley Limited Partnership. | 8-K | 001-38801 | 10.7 | 12/23/2020 | | | |
| ExhibitNumber · Description · Form · File No. · Exhibit · FilingDate · Filed/FurnishedHerewith | ||||||||
|---|---|---|---|---|---|---|---|---|
| 10.3# | Executive Offer Letter between AerSale Inc. and Nicolas Finazzo | 10-K | 001-38801 | 10.10 | 03/16/2021 | | | |
| 10.4# | Executive Offer Letter between AerSale Inc. and Martin Garmendia | 10-K | 001-38801 | 10.12 | 03/16/2021 | | | |
| 10.5# | Executive Offer Letter between AerSale Inc. and Basil Barimo | 10-K | 001-38801 | 10.13 | 03/16/2021 | | | |
| 10.6# | Executive Offer Letter between AerSale Inc. and Gary Jones | 10-K | 001-38801 | 10.14 | 03/16/2021 | | | |
| 10.7# | Executive Offer Letter between AerSale Inc. and Iso Nezaj | 10-K | 001-38801 | 10.15 | 03/16/2021 | | | |
| 10.8# | Executive Offer Letter between AerSale Inc. and Craig Wright | 10-K | 001-38801 | 10.16 | 03/16/2021 | | | |
| 10.9# | Amended and Restated AerSale Corp. Stock Appreciation Rights Plan. | S-4/A | 333-235766 | 10.8 | 02/14/2020 | | | |
| 10.10# | AerSale Corporation Severance Plan. | S-4/A | 333-235766 | 10.9 | 02/14/2020 | | | |
| 10.11# | AerSale Corporation 2020 Equity Incentive Plan. | | S-4/A | 333-235766 | 10.1 | 10/14/2020 | | |
| 10.12# | Forms of award agreements under the AerSale Corporation 2020 Equity Incentive Plan | S-8 | 333-253424 | 99.2 | 02/24/2021 | | | |
| 10.13# | AerSale Corporation 2020 Employee Stock Purchase Plan. | S-4/A | 333-235766 | 10.11 | 10/14/2020 | | | |
| 10.14 | Amended and Restated Credit Agreement, dated as of July 20, 2018, by and among Aersale Aviation Inc., the existing borrowers thereto, the lenders thereto and Wells Fargo Bank, National Association, as administrative agent and lender. | 10-K | 001-38801 | 10.22 | 03/16/2021 | | | |
| 10.15 | Amendment No. 1 to Amended and Restated Credit Agreement, dated as of September 8, 2020, by and among AerSale Aviation Inc., the existing borrowers thereto, the lenders thereto and Wells Fargo Bank, National Association, as administrative agent and lender. | 10-K | 001-38801 | 10.23 | 03/16/2021 | | | |
| 10.16 | Amendment No. 2 to Amended and Restated Credit Agreement, dated as of March 12, 2021, by and among AerSale Aviation Inc., the existing borrowers thereto, the lenders thereto, Wells Fargo Bank, National Association, as administrative agent | 10-K | 001-38801 | 10.24 | 03/16/2021 | | | |
| ExhibitNumber · Description · Form · File No. · Exhibit · FilingDate · Filed/FurnishedHerewith | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| and lender, AerSale Ireland 1 Limited, as new borrower and AerSale Corporation and Monocle Parent LLC, as guarantors. | ||||||||||||
| 10.17# | AerSale Corporation Amended and Restated Non-Employee Director Policy | 10-K | | 001-38801 | | 10.25 | | 08/09/2022 | | | ||
| 10.18# | Form of Restricted Stock Unit Grant Notice under the AerSale Corporation 2020 Equity Incentive Plan (Non-Employee Directors). | 10-K | | 001-38801 | | 10.26 | | 08/09/2022 | | | ||
| 10.19# | | AerSale Corporation Second Amended and Restated Non-Employee Director Compensation Policy | | 10-Q | | 001-388801 | | 10.22 | | 08/09/2023 | | |
| 10.20 | | Amendment No. 3 to Amended and Restated Credit Agreement, dated as of March 9, 2023, by and among AerSale Aviation Inc., the existing borrowers thereto, the lenders thereto, and Wells Fargo Bank, National Association, as administrative agent and lender | | 10-Q | | 001-38801 | | 10.23 | | 08/09/2023 | | |
| 10.21 | | Amendment No. 4 to the Amended and Restated Credit Agreement, dated as of July 25, 2023, by and among the Company, the lenders and other parties from time to time party thereto, Synovus Bank, as documentation agent, and Wells Fargo Bank, National Administration, as administrative agent and collateral agent. | | 8-K | | 001-38801 | | 1.1 | | 08/10/2023 | | |
| 10.22 | | First Amendment to the AerSale Corporation 2020 Equity Incentive Plan | | S-8 | | 333-274663 | | 99.2 | | 09/22/2023 | | |
| 21.1 | List of Subsidiaries. | | | | | | | | | | * | |
| 23.1 | Consent of Grant Thornton LLP. | | | | | | | | | | * | |
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | | | | | | | | | * | |
| 31.2 | Certification of Principal Financial Officer Pursuant to | | | | | | | | | | * | |
| ExhibitNumber | Description | Form | File No. | Exhibit | FilingDate | Filed/FurnishedHerewith | ||||||
| Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||||||||||
| 32.1 | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | | | | | | | | | ** | |
| 32.2 | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ** | ||||||||||
| 97.1 | | AerSale Corporation Clawback Policy | | | | | | | | | | ** |
| 101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | * | ||||||||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | * | ||||||||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | * | ||||||||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | * | ||||||||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. | * | ||||||||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | * | ||||||||||
| 104 | Cover Page Interactive Data (formatted as Inline XBRL and contained in Exhibit 101). | | | |||||||||
| * | Filed herewith |
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| ** | Furnished herewith |
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| # | Denotes a management contract or compensation plan or arrangement |
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| † | Schedules and exhibits to these agreements have been omitted from this filing pursuant to Item 601(b)(2) of Regulation S-K. The Company will furnish supplemental copies of such omitted schedules and exhibits to the Securities and Exchange Commission upon request. |
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.