Bloomin Brands Inc
For the period ended Dec 31, 2023. Filed Feb 28, 2024.
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FY2023 · Filed Feb 28, 2024
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Item 15. Exhibits and Financial Statement Schedules
(a)(1)LISTING OF FINANCIAL STATEMENTS
The following consolidated financial statements of the Company and subsidiaries are included in Item 8 of this Report:
Consolidated Balance Sheets – December 31, 2023 and December 25, 2022
Consolidated Statements of Operations and Comprehensive Income – Fiscal years 2023, 2022 and 2021
Consolidated Statements of Changes in Stockholders’ Equity – Fiscal years 2023, 2022 and 2021
Consolidated Statements of Cash Flows – Fiscal years 2023, 2022 and 2021
Notes to Consolidated Financial Statements
(a)(2) FINANCIAL STATEMENT SCHEDULES
All financial statement schedules have been omitted, since the required information is not applicable or is not present in amounts sufficient to require submission of the schedule, or because the information required is included in the consolidated financial statements and notes thereto included in this Report.
(a)(3) EXHIBITS
| EXHIBITNUMBER | DESCRIPTION OF EXHIBITS | FILINGS REFERENCED FOR INCORPORATION BY REFERENCE |
| 3.1 | Fifth Amended and Restated Certificate of Incorporation of Bloomin’ Brands, Inc. | April 19, 2023, Form 8-K, Exhibit 3.1 |
| 3.2 | Fourth Amended and Restated Bylaws of Bloomin’ Brands, Inc. | April 19, 2023, Form 8-K, Exhibit 3.2 |
| 4.1 | Form of Common Stock Certificate | Amendment No. 4 to Registration Statement on Form S-1, File No. 333-180615, filed on July 18, 2012, Exhibit 4.1 |
| 4.2 | Description of Common Stock | March 26, 2023, Form 10-Q, Exhibit 4.1 |
| 4.3 | Indenture, dated as of May 8, 2020, between Bloomin’ Brands, Inc. and Wells Fargo Bank, National Association | May 11, 2020, Form 8-K, Exhibit 4.1 |
| 4.4 | Form of 5.00% Convertible Senior Notes due 2025 | May 11, 2020, Form 8-K, Included as Exhibit A to Exhibit 4.1 |
| 4.5 | Indenture, dated as of April 16, 2021, by and among Bloomin’ Brands, Inc., OSI Restaurant Partners, LLC, the guarantors party thereto, and Wells Fargo Bank, National Association, as trustee | April 20, 2021, Form 8-K, Exhibit 4.1 |
| 4.6 | Form of 5.125% Senior Notes due 2029 | April 20, 2021, Form 8-K, Included as Exhibit A to Exhibit 4.1 |
| 10.1 | Second Amended and Restated Credit Agreement, dated April 16, 2021, by and among Bloomin’ Brands, Inc., OSI Restaurant Partners, LLC, the guarantors party thereto, the lenders party thereto, and Wells Fargo Bank, National Association, as administrative Agent | April 20, 2021, Form 8-K, Exhibit 10.1 |
| EXHIBITNUMBER | DESCRIPTION OF EXHIBITS | FILINGS REFERENCED FOR INCORPORATION BY REFERENCE |
| 10.2 | First Amendment to the Second Amended and Restated Credit Agreement and Incremental Amendment, dated April 26, 2022, by and among Bloomin’ Brands, Inc., OSI Restaurant Partners, LLC, the guarantors party thereto, the lenders party thereto, and Wells Fargo Bank, National Association, as administrative Agent | April 29, 2022, Form 8-K, Exhibit 10.1 |
| 10.3 | Purchase and Sale of Royalty Payment Stream and Termination of Royalty Agreement dated August 2, 2021 by and among Carrabba’s Italian Grill, LLC, OSI Restaurant Partners, LLC Mangia Beve, Inc., Mangia Beve II, Inc., Original, Inc., Voss, Inc., John C. Carrabba, III, Damian C. Mandola and John C. Carrabba, Jr. | June 27, 2021, Form 10-Q, Exhibit 10.2 |
| 10.4 | Amended and Restated Operating Agreement for OSI/Fleming’s, LLC made as of June 4, 2010 by and among OS Prime, LLC, a wholly-owned subsidiary of OSI Restaurant Partners, LLC, FPSH Limited Partnership and AWA III Steakhouses, Inc. | Registration Statement on Form S-1, File No. 333-180615, filed on April 6, 2012, Exhibit 10.8 |
| 10.5* | OSI Restaurant Partners, LLC HCE Deferred Compensation Plan effective October 1, 2007, as Amended | Filed herewith |
| 10.6* | Bloomin’ Brands, Inc. 2012 Incentive Award Plan | Amendment No. 4 to Registration Statement on Form S-1, File No. 333-180615, filed on July 18, 2012, Exhibit 10.2 |
| 10.7* | Form of Nonqualified Stock Option Award Agreement for options granted under the Bloomin’ Brands, Inc. 2012 Incentive Award Plan | December 7, 2012, Form 8-K, Exhibit 10.2 |
| 10.8* | Form of Bloomin’ Brands, Inc. Indemnification Agreement by and between Bloomin’ Brands, Inc. and each member of its Board of Directors and each of its executive officers | Amendment No. 4 to Registration Statement on Form S-1, File No. 333-180615, filed on July 18, 2012, Exhibit 10.39 |
| 10.9* | Bloomin’ Brands, Inc. 2016 Omnibus Incentive Compensation Plan | March 11, 2016, Definitive Proxy Statement |
| 10.10* | Form of Nonqualified Stock Option Award Agreement for options granted to executive management under the Bloomin’ Brands, Inc. 2016 Omnibus Incentive Compensation Plan | June 26, 2016, Form 10-Q, Exhibit 10.2 |
| 10.11* | Form of Restricted Stock Unit Award Agreement for restricted stock granted to directors under the Bloomin’ Brands, Inc. 2016 Omnibus Incentive Compensation Plan | June 26, 2016, Form 10-Q, Exhibit 10.3 |
| 10.12* | Form of Restricted Stock Unit Award Agreement for restricted stock granted to executive management under the Bloomin’ Brands, Inc. 2016 Omnibus Incentive Compensation Plan | June 26, 2016, Form 10-Q, Exhibit 10.4 |
| 10.13* | Form of Performance Award Agreement for performance units granted under the Bloomin’ Brands, Inc. 2016 Omnibus Incentive Compensation Plan | June 26, 2016, Form 10-Q, Exhibit 10.5 |
| 10.14* | Form of Restricted Cash Award Agreement for cash awards granted under the Bloomin’ Brands, Inc. 2016 Omnibus Incentive Compensation Plan | March 26, 2017, Form 10-Q, Exhibit 10.1 |
| 10.15* | Bloomin’ Brands, Inc. 2020 Omnibus Incentive Compensation Plan | April 9, 2020, Definitive Proxy Statement |
| EXHIBITNUMBER | DESCRIPTION OF EXHIBITS | FILINGS REFERENCED FOR INCORPORATION BY REFERENCE |
| 10.16* | Form of Restricted Stock Unit Award Agreement for restricted stock granted to directors under the Bloomin’ Brands, Inc. 2020 Omnibus Incentive Compensation Plan | May 29, 2020, Form 8-K, Exhibit 10.2 |
| 10.17* | Form of Nonqualified Stock Option Award Agreement for options granted to executive management under the Bloomin’ Brands, Inc. 2020 Omnibus Incentive Compensation Plan | May 29, 2020, Form 8-K, Exhibit 10.3 |
| 10.18* | Form of Restricted Stock Unit Award Agreement for restricted stock granted to executive management under the Bloomin’ Brands, Inc. 2020 Omnibus Incentive Compensation Plan | May 29, 2020, Form 8-K, Exhibit 10.4 |
| 10.19* | Form of Performance Award Agreement for performance units granted to executive management under the Bloomin’ Brands, Inc. 2020 Omnibus Incentive Compensation Plan | May 29, 2020, Form 8-K, Exhibit 10.5 |
| 10.20* | Form of Restricted Cash Award Agreement for cash awards granted to executive management under the Bloomin’ Brands, Inc. 2020 Omnibus Incentive Compensation Plan | May 29, 2020, Form 8-K, Exhibit 10.6 |
| 10.21* | Amended Form of Performance Award Agreement for performance units granted to executive management under the Bloomin’ Brands, Inc. 2020 Omnibus Incentive Compensation Plan | December 27, 2020, Form 10-K, Exhibit 10.48 |
| 10.22* | Amended Form of Performance Award Agreement with adapted service criteria for performance units granted to executive management under the Bloomin’ Brands, Inc. 2020 Omnibus Incentive Compensation Plan | December 27, 2020, Form 10-K, Exhibit 10.49 |
| 10.23* | Form of Restricted Stock Unit Award Agreement with adapted service criteria for restricted stock units granted to executive management under the Bloomin’ Brands, Inc. 2020 Omnibus Incentive Compensation Plan | December 27, 2020, Form 10-K, Exhibit 10.50 |
| 10.24* | Bloomin’ Brands, Inc. Executive Change in Control Plan, effective December 6, 2012 | December 7, 2012, Form 8-K, Exhibit 10.1 |
| 10.25* | Amended and Restated Officer Employment Agreement, effective April 1, 2019, by and between David J. Deno and Bloomin’ Brands, Inc. | March 31, 2019, Form 10-Q, Exhibit 10.3 |
| 10.26* | Employment Offer Letter Agreement, dated as of March 7, 2019, between Bloomin’ Brands, Inc. and Christopher Meyer | March 31, 2019, Form 10-Q, Exhibit 10.4 |
| 10.27* | Employment Offer Letter Agreement, dated as of May 1, 2019, between Kelly Lefferts and Bloomin’ Brands, Inc. | June 30, 2019, Form 10-Q, Exhibit 10.4 |
| 10.28* | Employment Offer Letter Agreement, dated as of February 14, 2020, between Bloomin’ Brands, Inc. and Gregg Scarlett | December 29, 2019, Form 10-K, Exhibit 10.40 |
| 10.29* | Amendment to Officer Employment Agreement, dated as of April 6, 2020, between Bloomin’ Brands, Inc. and David J. Deno | March 29, 2020, Form 10-Q, Exhibit 10.4 |
| 10.30* | Second Amendment to Officer Employment Agreement, dated as of February 21, 2022, between Bloomin’ Brands, Inc. and David J. Deno | December 26, 2021, Form 10-K, Exhibit 10.48 |
| 10.31* | Employment Offer Letter Agreement, dated as of April 14, 2021, between Patrick Murtha and Bloomin’ Brands, Inc. | December 26, 2021, Form 10-K, Exhibit 10.47 |
| 10.32 | Form of Convertible Note Hedge Transactions confirmation | May 11, 2020, Form 8-K, Exhibit 10.1 |
| EXHIBITNUMBER | DESCRIPTION OF EXHIBITS | FILINGS REFERENCED FOR INCORPORATION BY REFERENCE |
| 10.33 | Form of Warrant Transactions confirmation | May 11, 2020, Form 8-K, Exhibit 10.2 |
| 10.34 | Form of Agreement, dated as of January 2, 2024, by and between Bloomin’ Brands, Inc. and Starboard | January 2, 2024, Form 8-K, Exhibit 10.1 |
| 10.35* | Employment Offer Letter Agreement, dated as of October 31, 2023, between Bloomin’ Brands, Inc. and Brett Patterson | Filed herewith |
| 10.36* | Position and Retention Letter, effective March 15, 2024, by and between Gregg Scarlett and Bloomin’ Brands, Inc. | Filed herewith |
| 21.1 | List of Subsidiaries | Filed herewith |
| 23.1 | Consent of PricewaterhouseCoopers LLP | Filed herewith |
| 31.1 | Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed herewith |
| 31.2 | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed herewith |
| 32.1 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (1) | Furnished herewith |
| 32.2 | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (1) | Furnished herewith |
| 97.1 | Bloomin’ Brands, Inc. Compensation Recovery Policy | Filed herewith |
| 101.INS | Inline XBRL Instance Document | Filed herewith |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | Filed herewith |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | Filed herewith |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | Filed herewith |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | Filed herewith |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | Filed herewith |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | Filed herewith |
| *Management contract or compensatory plan or arrangement required to be filed as an exhibit. | ||
|---|---|---|
| (1) These certifications are not deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section. These certifications will not be deemed to be incorporated by reference into any filing under the Exchange Act or the Exchange Act, except to the extent that the registrant specifically incorporates them by reference. | ||
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