Carlyle Group Inc.
For the period ended Sep 30, 2025. Filed Nov 7, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 7, 2025
Extracted filing text, with the paragraph anchors used by the comparison.
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Unregistered Sales of Equity Securities and Use of Proceeds
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
Issuer Purchases of Equity Securities
The following table sets forth repurchases of our common stock during the three months ended September 30, 2025 for
the periods indicated. During the three months ended September 30, 2025,1.6 million shares were repurchased. In addition,1.7
million shares were retired in connection with the net share settlement of equity-based awards, which are not included in the
table below.
| Period | (a) Total number of sharespurchased | (b) Average price paid per share | (c) Total number of shares purchased as part of publicly announced plans or programs | (d) Maximum number (or approximate dollar value) of shares that may yet be purchased under the plans or programs (3) |
|---|---|---|---|---|
| (Dollars in millions, except share and per share data) | ||||
| July 1, 2025 to July 31, 2025 (1) | — | $— | — | $879.3 |
| August 1, 2025 to August 31, 2025 (1)(2) | 1,101,099 | $63.69 | 1,101,099 | $809.2 |
| September 1, 2025 to September 30, 2025 (1)(2) | 467,300 | $63.93 | 467,300 | $779.3 |
| Total | 1,568,399 | 1,568,399 | ||
(1)The Board of Directors reset the total repurchase authorization of our previously approved share repurchase program to$1.4 billion
in shares of our common stock, effective as of February 6, 2024. Under the share repurchase program, shares of our common stock
may be repurchased from time to time in open market transactions, in privately negotiated transactions, or otherwise, including
through Rule 10b5-1 plans. The timing and actual number of shares of common stock repurchased will depend on a variety of
factors, including legal requirements and price, economic, and market conditions. In addition to the repurchase of common stock,
the repurchase program is used for the payment of tax withholding amounts upon net share settlement of equity-based awards
granted pursuant to our Equity Incentive Plan or otherwise based on the value of shares withheld that would have otherwise been
issued to the award holder. The repurchase program may be suspended or discontinued at any time and does not have a specified
expiration date.
(2)Reflects shares purchased in open market and brokered transactions, which were subsequently retired.
(3)The remaining repurchase authorization was$369.3 million as of September 30, 2025 when factoring in the net share settlement of
equity-based awards.
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