Celcuity Inc.
For the period ended Sep 30, 2025. Filed Nov 13, 2025.
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Sep 30, 2025 · Filed Nov 13, 2025
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ITEM 5. Other Information
Trading Plans
On June 13, 2025, Brightstone Venture Capital Fund, LP (“Brightstone”) adopted a 10b5-1 plan for the sale of up to 229,335 shares of Celcuity Inc. common stock beginning December 15, 2025 through December 15, 2026. This plan, along with a 10b5-1 plan that was adopted on December 13, 2024 for the sale of up to 229,325 shares of Celcuity Inc. common stock beginning April 14, 2025 through December 13, 2025, were terminated on August 18, 2025. On August 19, 2025, Brightstone adopted a 10b5-1 plan for the sale of up to 125,000 shares of Celcuity Inc. common stock beginning November 18, 2025 through November 18, 2026. Director David Dalvey is a General Partner at Brightstone.
During the three months ended September 30, 2025, none of our other directors or officers (as defined in Rule 16a-1(f) of the Exchange Act)adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
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