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Capitol Federal Financial Inc

For the period ended Mar 31, 2024. Filed May 10, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2024 · Filed May 10, 2024

CFFN$8.600.0%Stored close · as of Nov 10, 2026

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Unregistered Sales of Equity Securities and Use of Proceeds

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

See "Liquidity and Capital Resources - Limitations on Dividends and Other Capital Distributions" in "Item 2. Management's Discussion and Analysis of Financial Condition and Results of Operations" regarding OCC restrictions on dividends from the Bank to the Company.

The following table summarizes our stock repurchase activity during the three months ended March 31, 2024 and additional information regarding our stock repurchase program. As of March 31, 2024, the Company had $2.0 million of common stock authorized under its existing stock repurchase plan. There is no expiration for this repurchase plan; however, the Federal Reserve Bank's existing approval for the Company to repurchase shares is through August 2024. In February 2024, the Company notified the FRB of its intent to authorize the repurchase of up to $75 million in additional common stock over a period of time, depending upon market conditions, cash balances at the Company level, and after the completion of the Company's existing share repurchase program. This plan has no expiration date; however, the FRB's new approval for the Company to repurchase shares expires in February 2025. Shares may be repurchased from time to time in the open market or in privately negotiated transactions based upon market conditions and available liquidity.

Total Number of · Approximate Dollar
Total · Shares Purchased as · Value of Shares
Number ofAveragePart of Publiclythat May Yet Be
SharesPrice PaidAnnounced PlansPurchased Under the
Purchasedper Shareor ProgramsPlans or Programs
January 1, 2024 through
January 31, 2024199,400$6.53199,400$8,138,109
February 1, 2024 through
February 29, 2024572,2895.99572,2894,707,647
March 1, 2024 through
March 31, 2024474,4215.78474,4211,964,729
Total1,246,1106.001,246,1101,964,729
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.