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Midas Edge

SIERRA BANCORP

For the period ended Sep 30, 2026. Filed Oct 30, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Oct 30, 2026

BSRR$41.92+1.2%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 6. - Exhibits

Exhibit #Description
3.1Restated Articles of Incorporation of Sierra Bancorp (1)
3.2Amended and Restated By-laws of Sierra Bancorp (2)
4.1Description of Securities (3)
4.23.25% Fixed to Floating Subordinated Debt issued September 24, 2021 (4)
4.3Indenture dated as of March 17, 2004, between U.S. Bank N.A., as Trustee, and Sierra Bancorp, as Issuer (7)
4.4Indenture dated as of June 15, 2006, between Wilmington Trust Co., as Trustee, and Sierra Bancorp, as Issuer (8)
4.5Indenture dated as of September 20, 2007, between Wilmington Trust Co., as Trustee, and Coast Bancorp, as Issuer (12)
4.6First Supplemental Indenture dated as of July 8, 2016, between Wilmington Trust Co. as Trustee, Sierra Bancorp as the “Successor Company”, and Coast Bancorp (12)
10.1Salary Continuation Agreement for James C. Holly (5)*
10.2Split Dollar Agreement and Amendment thereto for James C. Holly (6)*
10.3Director Retirement and Split dollar Agreements Effective October 1, 2002, for Albert Berra, Morris Tharp, and Gordon Woods (6)*
10.4401 Plus Non-Qualified Deferred Compensation Plan (6)*
10.5Amended and Restated Declaration of Trust of Sierra Statutory Trust II, dated as of March 17, 2004 (7)
10.6Amended and Restated Declaration of Trust of Sierra Capital Trust III, dated as of June 15, 2006 (8)
10.72007 Stock Incentive Plan (9)
10.8Sample Retirement Agreement Entered into with Each Non-Employee Director Effective January 1, 2007 (10)*
10.9Salary Continuation Agreement for Kevin J. McPhaill (10)*
10.10First Amendment to the Salary Continuation Agreement for Kevin J. McPhaill (11)*
10.11Amended and Restated Declaration of Trust of Coast Bancorp Statutory Trust II, dated as of September 20, 2007 (12)
10.122017 Stock Incentive Plan (13)*
10.13Employment agreements dated as of December 27, 2018, for Kevin McPhaill, CEO and Michael Olague, Chief Banking Officer (14)*
10.14Employment agreement dated as of November 15, 2019, for Christopher Treece, Chief Financial Officer (15)*
10.15Employment agreement dated as of December 14, 2020, for Hugh Boyle, Chief Credit Officer (16)*
10.16Form Indemnification Agreement dated as of January 28, 2021, for Directors and Executive Officers (17)*
10.17Split Dollar Master Agreement and Election Form Effective October 1, 2002, for Kevin McPhaill (18)*
10.18First Amendments to employment agreements dated as of January 19, 2023 for Kevin McPhaill, CEO, Christopher Treece, CFO, Hugh Boyle, CCO, and Michael Olague, CBO (23)*
10.19Split Dollar Agreement for Albert Berra (19)*
10.202023 Equity Based Compensation Plan (20) *
10.21Employment agreement dated as of August 25, 2023, for Natalia Coen, Chief Risk Officer (21)*
10.22Director Emeritus Plan (22)*
31.1Certification of Chief Executive Officer (Section 302 Certification)
31.2Certification of Chief Financial Officer (Section 302 Certification)
32Certification of Periodic Financial Report (Section 906 Certification)
101.INSInline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCHInline XBRL Taxonomy Extension Schema Document
101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document
101.LABInline XBRL Taxonomy Extension Label Linkbase Document
101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document
104Cover Page Interactive Data File - The cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
(1)Filed as Exhibit 3.1 to the Form 10‑Q filed with the SEC on August 7, 2009, and incorporated herein by reference.
(2)Filed as an Exhibit to the Form 8‑K filed with the SEC on May 25, 2022, and incorporated herein by reference.
(3)Filed as an Exhibit to the Form 10-K filed with the SEC on March 12, 2020, and incorporated herein by reference.
(4)Filed as an Exhibit to the Form 8-K filed with the SEC on September 24, 2021, and incorporated herein by reference.
(5)Filed as Exhibit 10.7 to the Form 10-Q filed with the SEC on May 15, 2003, and incorporated herein by reference.
(6)Filed as Exhibits 10.12, 10.18 through 10.20, and 10.22 to the Form 10‑K filed with the SEC on March 15, 2006, and incorporated herein by reference.
(7)Filed as Exhibits 10.9 and 10.10 to the Form 10‑Q filed with the SEC on May 14, 2004, and incorporated herein by reference.
(8)Filed as Exhibits 10.26 and 10.27 to the Form 10‑Q filed with the SEC on August 9, 2006, and incorporated herein by reference.
(9)Filed as Exhibit 10.20 to the Form 10‑K filed with the SEC on March 15, 2007, and incorporated herein by reference.
(10)Filed as Exhibits 10.1 through 10.2 to the Form 8‑K filed with the SEC on January 8, 2007, and incorporated herein by reference.
(11)Filed as Exhibit 10.24 to the Form 10‑Q filed with the SEC on May 7, 2015, and incorporated herein by reference.
(12)Filed as Exhibits 10.1 through 10.3 to the Form 8‑K filed with the SEC on July 11, 2016, and incorporated herein by reference.
(13)Filed as Exhibit 10.1 to the Form 8‑K filed with the SEC on March 17, 2017, and incorporated herein by reference.
(14)Filed as Exhibits 99.1 and 99.4 to the Form 8‑K filed with the SEC on December 28, 2018, and incorporated by reference.
(15)Filed as Exhibit 99.1 to the Form 8‑K filed with the SEC on November 11, 2019, and incorporated by reference.
(16)Filed as Exhibit 10.1 to the Form 8-K filed with the SEC on December 09, 2020, and incorporated herein by reference.
(17)Filed as Exhibit 10.1 to the Form 8-K filed with the SEC on January 29, 2021, and incorporated herein by reference.
(18)Filed as Exhibit 10.25 to the form 10-Q filed with the SEC on November 3, 2022, and incorporated herein by reference.
(19)Filed as Exhibit 10.26 to the form 10-Q filed with the SEC on May 5, 2023, and incorporated herein by reference.
(20)Filed as Exhibit 4.1 to the form S-8 filed with the SEC on June 15, 2023, and incorporated herein by reference.
(21)Filed as Exhibit 10.1 to the form 8-K filed with the SEC on August 31, 2023, and incorporated herein by reference.
(22)Filed as Exhibit 10.1 to the form 8-K filed with the SEC on July 27, 2026, and incorporated herein by reference.

*Indicates Management contract or compensatory plan or arrangement.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.