APPFOLIO INC
For the period ended Dec 31, 2023. Filed Feb 1, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 1, 2024
APPF$224.76-2.1%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
The following documents are filed as part of this Annual Report:
- Consolidated Financial Statements
Our consolidated financial statements are listed in the “Index to Consolidated Financial Statements” under Part II, Item 8, of this Annual Report.
- Financial Statement Schedules
All financial statement schedules have been omitted because they are not required or are not applicable, or the required information is shown in our Consolidated Financial Statements or the notes thereto.
- Exhibits
The documents listed in the Exhibit Index of this Annual Report are filed or furnished with, or incorporated by reference into, this Annual Report, in each case as indicated therein.
EXHIBIT INDEX
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number · Exhibit Description · Form · File No. · Exhibit · Filing Date · Filed Herewith | |||||
| 3.1 | Amended and Restated Certificate of Incorporation of the registrant as currently in effect. | 10-Q | 001-37468 | 3.1 | 8/6/2015 |
| 3.1 | Amended and Restated Bylaws of the registrant as currently in effect. | 10-Q | 001-37468 | 3.1 | 8/3/2020 |
| 4.1 | Specimen Certificate for Class A Common Stock. | S-1/A | 333-204262 | 4.1 | 6/4/2015 |
| 4.2 | Amended and Restated Investor Rights Agreement, by and among the registrant and the investors named therein, dated November 26, 2013. | S-1/A | 333-204262 | 4.2 | 6/4/2015 |
| 4.3 | Description of Capital Stock of the registrant. | 10-K | 001-37468 | 4.3 | 3/2/2020 |
| 10.1 | Industrial Lease, by and between the registrant and 50 Castilian Drive, LLC, effective December 6, 2019 (50 Castilian Drive, Goleta, CA 93117). | 8-K | 001-37468 | 10.1 | 12/11/2019 |
| 10.2 | Industrial Lease, by and between the registrant and 50 Castilian Drive, LLC, effective December 6, 2019 (70 Castilian Drive, Goleta, CA 93117). | 8-K | 001-37468 | 10.2 | 12/11/2019 |
| 10.3 | Industrial Lease, by and between the registrant and 50 Castilian Drive, LLC, effective December 6, 2019 (90 Castilian Drive, Goleta, CA 93117). | 8-K | 001-37468 | 10.3 | 12/11/2019 |
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit Number | Exhibit Description | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 10.4 | First Amendment to Industrial Lease, by and between the registrant and 50 Castilian Drive, LLC, effective February 10, 2022 (50 Castilian Drive, Goleta, CA 93117). | 10-K | 001-37468 | 10.4 | 2/28/2022 | |
| 10.5 | First Amendment to Industrial Lease, by and between the registrant and 50 Castilian Drive, LLC, effective February 10, 2022 (70 Castilian Drive, Goleta, CA 93117). | 10-K | 001-37468 | 10.5 | 2/28/2022 | |
| 10.6 | First Amendment to Industrial Lease, by and between the registrant and 50 Castilian Drive, LLC, effective February 10, 2022 (90 Castilian Drive, Goleta, CA 93117). | 10-K | 001-37468 | 10.6 | 2/28/2022 | |
| 10.7 | Umbrella Termination Agreement, by and between the registrant and Castilian 90, LLC, Castilian 70, LLC and Castilian 50, LLC, effective February 10, 2022. | 10-K | 001-37468 | 10.7 | 2/28/2022 | |
| 10.8# | Employment agreement between the Company and Jason Randall. | 10-Q | 001-37468 | 10.1 | 7/28/2022 | |
| 10.9# | 2007 Stock Incentive Plan, as amended, and related form agreements. | S-1/A | 333-204262 | 10.3 | 6/4/2015 | |
| 10.10# | 2015 Stock Incentive Plan and related form agreements. | S-1/A | 333-204262 | 10.4 | 6/4/2015 | |
| 10.11# | 2015 Employee Stock Purchase Plan. | S-1/A | 333-204262 | 10.5 | 6/4/2015 | |
| 10.12# | Long-Term Cash Incentive Plan. | 10-K | 001-37468 | 10.9 | 2/26/2018 | |
| 10.13# | Form of Long-Term Cash Incentive Award Offer. | 10-K | 001-37468 | 10.1 | 2/26/2018 | |
| 10.14# | Employment agreement between the Company and Fay Sien Goon. | 10-Q | 001-37468 | 10.1 | 11/8/2021 | |
| 10.15# | Form of Restricted Stock Unit Award Agreement (New Hire) under 2015 Stock Incentive Plan. | 10-K | 001-37468 | 10.16 | 2/28/2022 | |
| 10.16# | Form of Restricted Stock Unit Award Agreement (Refresh) under 2015 Stock Incentive Plan. | 10-K | 001-37468 | 10.17 | 2/28/2022 | |
| 10.17# | Form of Restricted Stock Unit Award Agreement (PSU) under 2015 Stock Incentive Plan. | 10-K | 001-37468 | 10.18 | 2/28/2022 | |
| 10.18# | Nonemployee Director Deferred Compensation Plan. | 10-K | 001-37468 | 10.19 | 2/28/2022 | |
| 10.19# | Related form of Deferral Election under Nonemployee Director Deferred Compensation Plan. | 10-K | 001-37468 | 10.20 | 2/28/2022 | |
| 10.20# | Transition and Separation Agreement, dated March 1, 2023, by and between Jason Randall and the Company | 10-Q | 001-37468 | 10.22 | 4/28/2023 | |
| 10.22# | Employment agreement, dated March 1, 2023, between the Company and William Shane Trigg | 10-Q | 001-37468 | 10.23 | 4/28/2023 | |
| 10.23# | Sublease, by and between the registrant and Google LLC, effective July 10, 2023 (50 Castilian Drive, Goleta, CA 93117). | 10-Q | 001-37468 | 10.24 | 10/27/2023 | |
| 10.24 | Form of Indemnification Agreement by and between the registrant and certain of its senior employees and directors. | X | ||||
| 21.1 | Subsidiaries of the registrant. | X | ||||
| 23.1 | Consent of independent registered public accounting firm. | X | ||||
| Incorporated by Reference | ||||||
| Exhibit Number | Exhibit Description | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 24.1 | Power of Attorney (included on the signature page of this report). | X | ||||
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended. | X | ||||
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended. | X | ||||
| 32.1* | Certifications of Chief Executive Officer and Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 97.1# | Executive Compensation Recovery Policy | X | ||||
| 101.SCH | XBRL Taxonomy Extension Schema Document. | X | ||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | X | ||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | X | ||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | X | ||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | X | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | X | ||||
| # | Indicates a management contract or compensatory plan or arrangement |
|---|---|
| * | The certifications attached as Exhibit 32.1 accompany this Annual Report pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not be deemed “filed” by the registrant for purposes of Section 18 of the Exchange Act and are not to be incorporated by reference into any of the registrant’s filings under the Securities Act or the Exchange Act, irrespective of any general incorporation language contained in any such filing. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.