American Water Works Company, Inc.
For the period ended Sep 30, 2026. Filed Oct 28, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 28, 2026
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Item 5. Other Information
Amendment of Annual Performance Plan (“APP”)
On October 24, 2026, the Executive Development and Compensation Committee (the “Committee”) of parent company’s Board of Directors unanimously approved, after consultation and review by the Committee’s independent compensation consultant, an amendment to the Company’s APP to eliminate the $3,000,000 per-participant annual payout cap, effective as of January 1, 2027.
Adoption or Termination of Rule 10b5-1 Plans and Non-Rule 10b5-1 Trading Arrangements
During the three months ended September 30, 2026, none of the Company’s directors or “officers” (as such term is defined in Rule 16a-1(f) promulgated under the Exchange Act)adopted orterminated (i) any contract, instruction or written plan for the purchase or sale of the Company’s securities, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) promulgated under the Exchange Act or (ii) any “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of Regulation S-K).
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