COMMUNITY FINANCIAL SYSTEM INC
For the period ended Sep 30, 2024. Filed Nov 12, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 12, 2024
CBU$65.78+1.6%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit No. | Description | |
| 10.1 | | Amendment to Employment Agreement, dated July 17, 2024, by and among Community Financial System, Inc., Community Bank, N.A., and Dimitar A. Karaivanov. Incorporated by reference to Exhibit No. 10.1 to the Current Report on Form 8-K filed on July 19, 2024 (Registration No. 001-13695). (1) |
| 10.2 | | Community Financial System, Inc. Executive Severance Plan, as amended, July 17, 2024. Incorporated by reference to Exhibit No. 10.2 to the Current Report on Form 8-K filed on July 19, 2024 (Registration No. 001-13695). (1) |
| 10.3 | | Change in Control Agreement, dated January 1, 2024, by and among Deresa F. Durkee, Community Financial System, Inc., and Community Bank, N.A. Incorporated by reference to Exhibit No. 10.1 to the Current Report on Form 8-K filed on September 30, 2024 (Registration No. 001-13695). (1) |
| 14.1 | | Community Financial System, Inc. Code of Business Conduct and Ethics, dated July 17, 2024. Incorporated by reference to Exhibit No. 14.1 to the Current Report on Form 8-K filed on July 19, 2024 (Registration No. 001-13695). |
| 31.1 | | Certification of Dimitar A. Karaivanov, President and Chief Executive Officer of the Registrant, pursuant to Rule 13a-15(e) or Rule 15d-15(e) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (2) |
| 31.2 | | Certification of Joseph E. Sutaris, Treasurer and Chief Financial Officer of the Registrant, pursuant to Rule 13a-15(e) or Rule 15d-15(e) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (2) |
| 32.1 | | Certification of Dimitar A. Karaivanov, President and Chief Executive Officer of the Registrant, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (3) |
| 32.2 | | Certification of Joseph E. Sutaris, Treasurer and Chief Financial Officer of the Registrant, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (3) |
| 101.INS | | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. (2) |
| 101.SCH | | Inline XBRL Taxonomy Extension Schema Document (2) |
| 101.CAL | | Inline XBRL Taxonomy Extension Calculation Linkbase Document (2) |
| 101.DEF | | Inline XBRL Taxonomy Extension Definition Linkbase Document (2) |
| 101.LAB | | Inline XBRL Taxonomy Extension Label Linkbase Document (2) |
| 101.PRE | | Inline XBRL Taxonomy Extension Presentation Linkbase Document (2) |
| 104 | | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) (2) |
| (1) | Denotes management contract or compensatory plan or arrangement. |
| (2) | Filed herewith. |
| (3) | Furnished herewith. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Community Financial System, Inc.
| Date: November 12, 2024 | /s/ Dimitar A. Karaivanov |
|---|---|
| | Dimitar A. Karaivanov, President and Chief Executive Officer |
| | |
| Date: November 12, 2024 | /s/ Joseph E. Sutaris |
| | Joseph E. Sutaris, Treasurer and Chief Financial Officer |
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