ALPHA & OMEGA SEMICONDUCTOR Ltd
For the period ended Mar 31, 2025. Filed May 8, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 8, 2025
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Other Information
ITEM 5. OTHER INFORMATION
Trading Plans or Rule 10b5-1 Trading Plans
The table below summarizes the material terms of trading arrangements adopted by any of our executive officers or directors during the March 2025 quarter. All of the trading arrangements listed below are intended to satisfy the affirmative defense of Rule 10b5-1(c).
| Name | Title | Date of Adoption | End Date ( 1) | Aggregate number of common shares to be sold pursuant to 10b5-1 trading agreements |
|---|---|---|---|---|
| Wenjun Li | Chief Operating Officer | February 11, 2025 | October 31, 2025 | 16,733 |
| So Yeon Jeong | Independent Director | March 7, 2025 | February 11, 2026 | 5,024 |
| Claudia Chen | Independent Director | March 12, 2025 | March 10, 2026 | 4,844 |
| Lucas Chang | Independent Director | December 16, 2024 | February 26, 2025 (2) | - |
Each plan will expire on the earlier of the end date and the completion of all transactions under the trading arrangement.
As previously disclosed, this rule 10b5-1 trading arrangement’s original end date was April 7, 2025 and wasterminated early on February 26, 2025. No shares were sold under this arrangement.
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