ALPHA & OMEGA SEMICONDUCTOR Ltd
For the period ended Dec 31, 2024. Filed Feb 6, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Dec 31, 2024 · Filed Feb 6, 2025
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ITEM 5. OTHER INFORMATION
Trading Plans or Rule 10b5-1 Trading Plans
The table below summarizes the material terms of trading arrangements adopted by any of our executive officers or directors during the December 2024 quarter. All of the trading arrangements listed below are intended to satisfy the affirmative defense of Rule 10b5-1(c).
| Name | Title | Date of Adoption | End Date 1 | Aggregate number of shares common shares to be sold pursuant to 10b5-1 trading agreements |
|---|---|---|---|---|
| Stephen C. Chang | Chief Executive Officer | December 13, 2024 | July 31, 2025 | 17,371 |
| Yifan Liang | Chief Financial Officer | December 11, 2024 | August 22, 2025 | 35,142 |
| Lucas Chang | Independent Director | December 16, 2024 | April 7, 2025 | 13,124 |
| Lucas Chang | Independent Director | September 3, 2024 | December 3, 2024 | 12,497 * |
1 Each plan will expire on the earlier of the end date and the completion of all transactions under the trading arrangement.
*This rule 10b5-1 trading arrangement was inadvertently omitted in Item 5 of Part II of our Quarterly Report on Form 10-Q for the period ended September 30, 2024. This plan was terminated on or about December 3, 2024 when all shares were sold under such plan.
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