NEW YORK MORTGAGE TRUST INC
For the period ended Dec 31, 2023. Filed Feb 23, 2024.
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FY2023 · Filed Feb 23, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 16. Form 10-K Summary
None.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NEW YORK MORTGAGE TRUST, INC. | |||
| Date: | February 23, 2024 | By: | /s/ Jason T. Serrano |
|---|---|---|---|
| Jason T. Serrano | |||
| Chief Executive Officer | |||
| (Principal Executive Officer) | |||
| Date: | February 23, 2024 | By: | /s/ Kristine R. Nario-Eng |
| Kristine R. Nario-Eng | |||
| Chief Financial Officer | |||
| (Principal Financial and Accounting Officer) | |||
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| Signature | Title | Date |
|---|---|---|
| /s/ Jason T. Serrano | Chief Executive Officer and Director | February 23, 2024 |
| Jason T. Serrano | (Principal Executive Officer) | |
| /s/ Kristine R. Nario-Eng | Chief Financial Officer | February 23, 2024 |
| Kristine R. Nario-Eng | (Principal Financial and Accounting Officer) | |
| /s/ Steven R. Mumma | Chairman of the Board | February 23, 2024 |
| Steven R. Mumma | ||
| /s/ Eugenia R. Cheng | Director | February 23, 2024 |
| Eugenia R. Cheng | ||
| /s/ Michael B. Clement | Director | February 23, 2024 |
| Michael B. Clement | ||
| /s/ Audrey E. Greenberg | Director | February 23, 2024 |
| Audrey E. Greenberg | ||
| /s/ Steven G. Norcutt | Director | February 23, 2024 |
| Steven G. Norcutt | ||
| /s/ Lisa A. Pendergast | Director | February 23, 2024 |
| Lisa A. Pendergast | ||
AND
REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
For Inclusion in Form 10-K
Filed with
United States Securities and Exchange Commission
Index to Consolidated Financial Statements
| FINANCIAL STATEMENTS: | PAGE |
|---|---|
| Reports of Independent Registered Public Accounting Firm (PCAOB ID: 248) | F-2 |
| Consolidated Balance Sheets | F-5 |
| Consolidated Statements of Operations | F-6 |
| Consolidated Statements of Comprehensive (Loss) Income | F-7 |
| Consolidated Statements of Changes in Stockholders' Equity | F-8 |
| Consolidated Statements of Cash Flows | F-10 |
| Notes to Consolidated Financial Statements | F-12 |
| Note 1. Organization | F-13 |
| Note 2. Summary of Significant Accounting Policies | F-14 |
| Note 3. Residential Loans, at Fair Value | F-24 |
| Note 4. Investment Securities Available For Sale, at Fair Value | F-26 |
| Note 5. Multi-family Loans, at Fair Value | F-29 |
| Note 6. Equity Investments, at Fair Value | F-30 |
| Note 7. Use of Special Purpose Entities (SPE) and Variable Interest Entities (VIE) | F-35 |
| Note 8. Real Estate, Net | F-43 |
| Note 9. Assets and Liabilities of Disposal Group Held for Sale | F-45 |
| Note 10. Derivative Instruments and Hedging Activities | F-47 |
| Note 11. Other Assets and Other Liabilities | F-51 |
| Note 12. Repurchase Agreements | F-52 |
| Note 13. Collateralized Debt Obligations | F-55 |
| Note 14. Debt | F-56 |
| Note 15. Commitments and Contingencies | F-59 |
| Note 16. Fair Value of Financial Instruments | F-60 |
| Note 17. Stockholders' Equity | F-70 |
| Note 18. (Loss) Earnings Per Common Share | F-76 |
| Note 19. Stock Based Compensation | F-77 |
| Note 20. Income Taxes | F-80 |
| Note 21. Net Interest Income | F-82 |
| Note 22. Other Income | F-83 |
| Note 23. Subsequent Events | F-84 |
| Schedule III - Real Estate and Accumulated Depreciation | F-85 |
| Schedule IV - Mortgage Loans on Real Estate | F-88 |
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