CorMedix Inc
For the period ended Dec 31, 2023. Filed Mar 12, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 12, 2024
CRMD$5.37-1.8%Stored close · as of Nov 10, 2026
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Item 15. Exhibits, Financial Statement Schedules
1.Financial Statements. The following consolidated financial statements of CorMedix Inc. are filed as part of this Annual Report on Form 10-K:
| Report of Independent Registered Public Accounting Firm (PCAOB ID # 688) | F-2 |
|---|---|
| Consolidated Balance Sheets as of December 31, 2023 and 2022 | F-3 |
| Consolidated Statements of Operations and Comprehensive Income (Loss) Years Ended December 31, 2023 and 2022 | F-4 |
| Consolidated Statements of Changes in Stockholders’ Equity Years Ended December 31, 2023 and 2022 | F-5 |
| Consolidated Statements of Cash Flows Years Ended December 31, 2023 and 2022 | F-6 |
| Notes to Consolidated Financial Statements | F-7 |
- Financial Statement Schedules. The Financial Statement Schedules have been omitted because of the absence of conditions under which they are required or because the required information, where material, is shown in the financial statements or notes thereto.
3.Exhibit Index. The following is a list of exhibits filed as part of this Annual Report on Form 10-K:
| Exhibit Number · Description of Document · Registrant’s Form · Dated · Exhibit Number · Filed or Furnished Herewith | ||||
|---|---|---|---|---|
| 1.1 | At-the-Market Issuance Sales Agreement, dated August 12, 2021, by and among CorMedix Inc., Truist Securities, Inc. and JMP Securities LLC | 8-K | 08/12/2021 | 1.1 |
| 1.2 | Underwriting Agreement, dated June 28, 2023, by and among CorMedix Inc., BC Capital Markets, LLC and Truist Securities, Inc. | 8-K | 06/30/2023 | 1.1 |
| 3.1 | Form of Amended and Restated Certificate of Incorporation | S-1/A | 3/01/2010 | 3.3 |
| 3.2 | Certificate of Amendment to Amended and Restated Certificate of Incorporation, dated February 24, 2010 | S-1/A | 3/19/2010 | 3.5 |
| 3.3 | Second Amended and Restated Bylaws as amended October 8, 2020 | 8-K | 10/14/2020 | 3.1 |
| 3.4 | Certificate of Amendment to Amended and Restated Certificate of Incorporation, dated December 3, 2012 | 10-K | 3/27/2013 | 3.3 |
| 3.5 | Certificate of Amendment to Amended and Restated Certificate of Incorporation, dated August 9, 2017 | 8-K | 8/10/2017 | 3.1 |
| 3.6 | Certificate of Amendment to Amended and Restated Certificate of Incorporation, dated March 25, 2019 | 8-K | 3/25/2019 | 3.1 |
| Exhibit Number · Description of Document · Registrant’s Form · Dated · Exhibit Number · Filed or Furnished Herewith | ||||
|---|---|---|---|---|
| 3.7 | Amended and Restated Certificate of Designation of Series C-3 Non-Voting Convertible Preferred Stock of CorMedix Inc., filed with the Delaware Secretary of State on September 15, 2014 | 8-K | 9/16/2014 | 3.16 |
| 3.8 | Second Amended and Restated Certificate of Designation of Series E Convertible Preferred Stock of CorMedix Inc., filed with the Delaware Secretary of State on September 5, 2019 | 8-K | 9/11/2019 | 3.2 |
| 3.9 | Certificate of Designation of Series G Convertible Preferred Stock of CorMedix Inc., filed with the Delaware Secretary of State on September 5, 2019 | 8-K | 9/11/2019 | 3.1 |
| 4.1 | Specimen of Common Stock Certificate | S-1/A | 3/19/2010 | 4.1 |
| 4.2 | Form of Warrant issued on January 8, 2014. | 8-K | 1/09/2014 | 4.23 |
| 4.3 | Form of Series B Warrant to Purchase Common Stock of CorMedix Inc. issued on May 3, 2017 | 8-K | 5/03/2017 | 4.2 |
| 4.4 | Form of Underwriter’s Warrant to Purchase Common Stock of CorMedix Inc., issued May 3, 2017 | 8-K | 5/03/2017 | 4.3 |
| 4.5 | Description of Capital Stock of CorMedix Inc. | 10-K | 03/16/2020 | 4.5 |
| 4.6 | Form of Pre-Funded Warrant issued June 28, 2023 | 8-K | 06/30/2023 | 4.1 |
| 10.1* | License and Assignment Agreement, dated as of January 30, 2008, between CorMedix Inc. and ND Partners LLC | 10-K | 03/16/2020 | 10.1 |
| 10.2+ | Form of Indemnification Agreement between CorMedix Inc. and each of its directors and executive officers | 10-Q | 5/15/2023 | 10.1 |
| 10.3**+ | Executive Employment Agreement, dated and effective May 11, 2020, between CorMedix Inc. and Matthew David | 10-K | 3/30/2021 | 10.10 |
| 10.4+ | Letter Agreement, dated and effective October 26, 2021, between CorMedix Inc. and Matthew David, M.D. | 8-K | 10/29/2021 | 10.1 |
| 10.5 | Form of Securities Purchase Agreement, dated November 17, 2017, between CorMedix Inc. and the investors signatory thereto | 8-K | 11/13/2017 | 10.1 |
| 10.6 | Backstop Agreement, dated November 9, 2017, between CorMedix Inc. and the investor named therein | 8-K | 11/13/2017 | 10.2 |
| 10.7 | Form of Registration Rights Agreement, dated November 9, 2017, by and between CorMedix Inc. and the investor named therein | 8-K | 11/13/2017 | 10.3 |
| 10.8 | Amendment No. 1, dated as of December 11, 2017, to Registration Rights Agreement, dated November 9, 2017, by and between CorMedix Inc. and the investor named therein | 8-K | 12/11/2017 | 10.1 |
| 10.9**+ | Executive Employment Agreement, dated and effective March 10, 2021, between CorMedix Inc. and Elizabeth Hurlburt | 8-K | 3/12/2021 | 10.1 |
| 10.10 | Securities Purchase Agreement, dated December 31, 2018, between CorMedix Inc. and the investor named therein | 8-K | 1/03/2019 | 10.1 |
| Exhibit Number | Description of Document | Registrant’s Form | Dated | Exhibit Number | Filed or Furnished Herewith |
|---|---|---|---|---|---|
| 10.11* | Employment Agreement, dated as of March 19, 2019, between CorMedix Inc. and Phoebe Mounts | 10-Q | 5/13/19 | 10.1 | |
| 10.12 | Securities Exchange Agreement, dated August 14, 2019, by and among CorMedix Inc. and the Existing Security holders listed on the Schedule of Holders thereto | 8-K | 8/15/2019 | 10.1 | |
| 10.13 | Amended and Restated Registration Rights Agreement, dated as of September 6, 2019, by and among CorMedix Inc. and Manchester Securities Corp., and Elliot International, L.P. and Elliot Associates, L.P. | 8-K | 9/11/2019 | 10.1 | |
| 10.14 | Amended and Restated 2019 Omnibus Stock Incentive Plan | S-8 | 10/26/2022 | 99.1 | |
| 10.15+ | 2021 Executive Bonus Plan | 8-K | 12/23/2021 | 10.1 | |
| 10.16+ | Executive Employment Agreement, dated March 16, 2022, between CorMedix Inc. and Joseph Todisco. | 8-K | 03/21/2022 | 10.2 | |
| 10.17+ | Separation Agreement, effective December 14, 2023, between CorMedix Inc. and Phoebe Mounts. | X | |||
| 21.1 | List of Subsidiaries | 10-K | 3/27/2013 | 21.1 | |
| 23.1 | Consent of Independent Registered Public Accounting Firm | X | |||
| 31.1 | Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 31.2 | Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 32.1*** | Certification of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | |||
| 32.2*** | Certification of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | |||
| 97.1 | Board Policy on Recouping Incentive Compensation | X | |||
| 101.INS | Inline XBRL Instance Document | X | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | X | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | X | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | X | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. | X | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | X | |||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). | X | |||
| * | Confidential treatment has been granted for portions of this document. The omitted portions of this document have been filed separately with the SEC. |
|---|---|
| ** | Portions of the exhibit have been omitted in reliance on Item 601(b)(10)(iv) of Regulation S-K. |
| *** | These certifications are furnished. |
| + | Indicates management contract or compensation plan. |
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