SOUNDTHINKING, INC.
For the period ended Sep 30, 2026. Filed Nov 12, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 12, 2026
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Exhibit Index
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| Exhibit · Exhibit · Incorporated by Reference · Filed | ||||||
|---|---|---|---|---|---|---|
| Number | Description | Form | File No. | Exhibit | Filing Date | Herewith |
| 2.1** | Agreement and Plan of Merger, dated as of September 28, 2026, by and among Transom Signal AcquireCo, LLC, Transom Signal MergerSub, Inc. and SoundThinking, Inc. | 8-K | 001-38107 | 2.1 | September 29, 2026 | |
| 3.1 | Amended and Restated Certificate of Incorporation. | 8-K | 001-38107 | 3.1 | April 11, 2023 | |
| 3.2 | Certificate of Change of Registered Agent. | 10-Q | 001-38107 | 3.2 | August 10, 2023 | |
| 3.3 | Amended and Restated Bylaws. | 10-K | 001-38107 | 3.3 | March 30, 2026 | |
| 10.1** | Tender and Support Agreement, dated as of September 28, 2026, by and among Veradace Capital, LP, Transom Signal AcquireCo, LLC and Transom Signal MergerSub, Inc. | 8-K | 001-38107 | 10.1 | September 29, 2026 | |
| 10.2** | Tender, Support and Reinvestment Agreement, dated as of September 28, 2026, by and among Transom Signal AcquireCo, LLC, Transom Signal MergerSub, Inc., the other affiliates of Transom party thereto and the persons listed on Schedule A thereto who are signatories to such agreement. | 8-K | 001-38107 | 10.2 | September 29, 2026 | |
| 10.3 | Form of Contingent Value Rights Agreement (included in Exhibit A within Exhibit 10.1). | 8-K | 001-38107 | 10.3 | September 29, 2026 | |
| 10.4 | Amendment to Letter Agreement, dated as of September 28, 2026, by and between Ralph A. Clark and SoundThinking, Inc. | 8-K | 001-38107 | 10.4 | September 29, 2026 | |
| 10.5 | Amendment to Letter Agreement, dated as of September 28, 2026, by and between Alan R. Stewart and SoundThinking, Inc. | 8-K | 001-38107 | 10.5 | September 29, 2026 | |
| 10.6 | Offer Letter between SoundThinking, Inc. and David Jochim, dated May 7, 2026. | Schedule 14D-9 | 005-90162 | (e)(24) | October 20, 2026 | |
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X |
| 101.INS | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document). | X |
| 101.SCH | Inline XBRL Taxonomy Extension Schema with Embedded Linkbase Documents | X |
| 104 | Cover Page formatted as Inline XBRL and contained in Exhibit 101 | X |
- Furnished herewith and not deemed to be “filed” for purposes of Section 18 of the Exchange Act, and shall not be deemed to be incorporated by reference into any filing under the Securities Act, or the Exchange Act (whether made before or after the date of the Form 10-Q), irrespective of any general incorporation language contained in such filing.
** Schedules and exhibits omitted pursuant to Item 601(a)(5) or Item 601(b)(2) of Regulation S-K. The Company will furnish supplementally a copy of any omitted schedule or exhibit to the Securities and Exchange Commission upon request. The Company may request confidential treatment pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended, for any schedules or exhibits so furnished.
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