Andersen Group Inc.
For the period ended Jun 30, 2026. Filed Aug 12, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 12, 2026
ANDG$65.80+1.2%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit Number | Description | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 10.1 | Credit Agreement dated June 25, 2026 among Andersen Tax LLC (the “Borrower”), an indirect subsidiary of Andersen Group Inc. (the “Company”) and JPMorgan Chase Bank, N.A., as Administrative Agent | 8-K | 001-43014 | 10.1 | June 29, 2026 | |
| 10.2 | Subordination Agreement dated June 25, 2026 among AT Umbrella LLC, Andersen Aggregator LLC and JPMorgan Chase Bank, N.A. | 8-K | 001-43014 | 10.2 | June 29, 2026 | |
| 10.3 | Pledge and Security Agreement dated June 25, 2026 by and among Andersen Tax LLC, (the “Borrower”), Andersen Tax Holdings LLC, (“Holdings”), Andersen Group Inc., (“AGI”), AT Umbrella LLC, (“ATU”), Andersen Global Mobility LLC, (“Mobility”) and JPMorgan Chase Bank, N.A. | 8-K | 001-43014 | 10.3 | June 29, 2026 | |
| 10.4 | Amendment No. 2 to the Limited Liability Company Agreement of AT Umbrella LLC dated July 22, 2026 | X | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1* | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.2* | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 101.INS | XBRL Instance Document | X | ||||
| 101.SCH | XBRL Taxonomy Extension Schema | X | ||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase | X | ||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase | X | ||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase | X |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase | X |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL and contained in Exhibit 101) | X |
- The certifications furnished in Exhibit 32.1 and 32.2 hereto are deemed to be furnished with this Quarterly Report on Form 10-Q and will not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, except to the extent that the Registrant specifically incorporates them by reference.
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