Alphatec Holdings, Inc.
For the period ended Jun 30, 2026. Filed Aug 4, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 4, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
During the three months ended June 30, 2026, we issued unregistered shares of common stock as described in the following table:
| Date Issued | Number of Shares | Grant Date Fair Value per Share (4) |
|---|---|---|
| April 1, 2026 | 1,718(1) | $11.26 |
| April 13, 2026 | 24,167(2) | $11.25 |
| June 1, 2026 | 3,334(2) | $7.48 |
| June 10, 2026 | 22,398(3) | $8.13 |
(1) Pursuant to consulting services rendered to the Company.
(2) Pursuant to Development Services Agreements for the development of products and intellectual property.
(3) Pursuant to purchase of assets from a third party.
(4) Based on the market price of common stock on the issuance date.
The issuances of the foregoing securities were made in reliance on the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended, as there was no general solicitation and the transactions did not involve a public offering.
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