CERUS CORP
For the period ended Jun 30, 2026. Filed Jul 30, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Jul 30, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit Number | Description of Exhibit |
| 3.1 (1) | Amended and Restated Certificate of Incorporation of Cerus Corporation. |
| 3.2 (1) | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Cerus Corporation. |
| 3.3 (4) | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Cerus Corporation. |
| 3.4 (5) | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Cerus Corporation. |
| 3.5 (2) | Amended and Restated Bylaws of Cerus Corporation. |
| 4.1 (3) | Specimen Stock Certificate (see Exhibit 4.2 to Form S-1 Registration Statement filed with the SEC on January 8, 1997). |
| 10.1* | Second Amended and Restated Credit, Security and Guaranty Agreement (Term Loan), dated June 5, 2026, by and among the Company, the lenders party thereto from time to time and MidCap Financial Trust, as agent and a lender. |
| 10.2* | Second Amended and Restated Credit, Security and Guaranty Agreement (Revolving Loan), dated June 5, 2026, by and among the Company, the lenders party thereto from time to time and MidCap Funding IV Trust, as agent and a lender. |
| 10.3* | Amendment #1 to Second Amended and Restated Supply and Manufacturing Agreement, by and between Cerus Corporation and Porex Corporation, dated June 11, 2026. |
| 10.4* | Amendment #2 to Second Amended and Restated Supply and Manufacturing Agreement, by and between Cerus Corporation and Porex Corporation, dated June 30, 2026. |
| 10.5 | Cerus Corporation Amended and Restated 2024 Equity Incentive Plan, as amended and restated effective June 2, 2026. |
| 10.6 (6) | Amendment, dated July 6, 2026, to Letter Agreement, dated May 12, 2011, between Cerus Corporation and William Greenman. |
| 10.7 (7) | Cerus Corporation Severance Plan and Summary Plan Description. |
| 10.8 (7) | Form of Cerus Corporation Severance Plan Participation Agreement. |
| 31.1 | Certification of the Principal Executive Officer of Cerus Corporation pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2 | Certification of the Principal Financial Officer of Cerus Corporation pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 32.1 (8) | Certification of the Principal Executive Officer and Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
Certain confidential information contained in this document, marked by [**], has been omitted because Cerus Corporation has determined the information (i) is the type that Cerus Corporation treats as private or confidential.
(1) Incorporated by reference to the like-described exhibit to the Registrant’s Quarterly Report on Form 10-Q (File No. 000-21937), for the quarter ended September 30, 2012.
(2) Incorporated by reference to the like-described exhibit to the Registrant’s Current Report on Form 8-K (File No. 000-21937), filed with the SEC on January 5, 2024.
(3) Incorporated by reference to the like-described exhibit to the Registrant’s Registration Statement on Form S-1 (File No. 333-11341) and amendments thereto.
(4) Incorporated by reference to the like-described exhibit to the Registrant’s Quarterly Report on Form 10-Q (File No. 000-21937), for the quarter ended June 30, 2014.
(5) Incorporated by reference to the like-described exhibit to the Registrant’s Quarterly Report on Form 10-Q (File No. 000-21937), for the quarter ended June 30, 2021.
(6) Incorporated by reference to the like-described exhibit to the Registrant’s Current Report on Form 8-K (File No. 000-21937), filed with the SEC on July 10, 2026.
(7) Incorporated by reference to the like-described exhibit to the Registrant’s Current Report on Form 8-K (File No. 000-21937), filed with the SEC on April 21, 2026.
(8) This certification accompanies the Form 10-Q to which it relates, is not deemed filed with the Securities and Exchange Commission, and is not incorporated by reference into any filing of the Registrant under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended (whether made before or after the date of the Form 10-Q), irrespective of any general incorporation language contained in such filing.
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