Alphatec Holdings, Inc.
For the period ended Mar 31, 2026. Filed May 5, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 5, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Unregistered Sales of Equity Securities and Use of Proceeds
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
During the three months ended March 31, 2026, we issued unregistered shares of common stock as described in the following table:
| Date Issued | Number of Shares | Grant Date Fair Value per Share (4) |
|---|---|---|
| January 2, 2026 | 50,626(1) | $20.76 |
| January 2, 2026 | 45,287(2) | $20.76 |
| January 5, 2026 | 6,250(3) | $21.20 |
| January 14, 2026 | 1,035,499(1) | $15.95 |
| January 14, 2026 | 1,468(2) | $15.95 |
| March 16, 2026 | 40,000(1) | $12.60 |
| March 27, 2026 | 53,334(1) | $10.93 |
(1) Pursuant to Development Services Agreements for the development of products and intellectual property.
(2) Pursuant to consulting services rendered to the Company.
(3) Pursuant to independent sales agent services rendered to the Company.
(4) Based on the market price of common stock on the issuance date.
The issuances of the foregoing securities were made in reliance on the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended, as there was no general solicitation and the transactions did not involve a public offering.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.