ADVANCE AUTO PARTS INC
For the period ended Dec 30, 2023. Filed Mar 12, 2024.
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FY2023 · Filed Mar 12, 2024
AAP$45.94+1.0%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Exhibit Index
| Incorporated by Reference · Filed | ||||
|---|---|---|---|---|
| Exhibit No. · Exhibit Description · Form · Exhibit · Filing Date · Herewith | ||||
| 3.1 | Restated Certificate of Incorporation of Advance Auto Parts, Inc. (“Advance Auto”) (as amended effective as of May 24, 2017). | 10-Q | 3.1 | 8/14/2018 |
| 3.2 | Amended and Restated Bylaws of Advance Auto Parts, Inc., effective August 8, 2023. | 8-K | 3.1 | 8/14/2023 |
| 4.0 | Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934, as amended. | 10-K | 4.0 | 2/18/2020 |
| 4.1 | Indenture, dated as of April 29, 2010, among Advance Auto Parts, Inc., each of the Subsidiary Guarantors from time to time party thereto and Wells Fargo Bank, National Association, as Trustee. | 8-K | 4.1 | 4/29/2010 |
| 4.2 | Second Supplemental Indenture dated as of May 27, 2011 to the Indenture dated as of April 29, 2010 among Advance Auto Parts, Inc. as Issuer, each of the Subsidiary Guarantors from time to time party thereto and Wells Fargo Bank, National Association, as Trustee. | 8-K | 10.45 | 6/3/2011 |
| 4.3 | Third Supplemental Indenture dated as of January 17, 2012 among Advance Auto Parts, Inc., each of the Subsidiary Guarantors from time to time party thereto and Wells Fargo Bank, National Association, as Trustee. | 8-K | 4.4 | 1/17/2012 |
| 4.4 | Fourth Supplemental Indenture, dated as of December 21, 2012 among Advance Auto Parts, Inc., each of the Subsidiary Guarantors from time to time party thereto and Wells Fargo Bank, National Association, as Trustee. | 8-K | 4.5 | 12/21/2012 |
| 4.5 | Fifth Supplemental Indenture, dated as of April 19, 2013 among Advance Auto Parts, Inc., each of the Subsidiary Guarantors from time to time party thereto and Wells Fargo Bank, National Association, as Trustee. | 8-K | 4.6 | 4/19/2013 |
| 4.6 | Sixth Supplemental Indenture, dated as of December 3, 2013, among Advance Auto Parts, Inc., each of the Subsidiary Guarantors from time to time party thereto and Wells Fargo Bank, National Association, as Trustee. | 8-K | 4.7 | 12/9/2013 |
| 4.7 | Seventh Supplemental Indenture, dated as of February 28, 2014, among Advance Auto Parts, Inc., each of the Subsidiary Guarantors from time to time party thereto and Wells Fargo Bank, National Association, as Trustee. | 10-Q | 4.11 | 5/28/2014 |
| 4.8 | Indenture, dated as of April 16, 2020 by and among Advance Auto Parts, Inc., each of the subsidiary guarantors party thereto and Wells Fargo Bank, National Association, as trustee. | 8-K | 4.1 | 4/17/2020 |
| 4.9 | Eighth Supplemental Indenture, dated as of September 29, 2020, among Advance Auto Parts, Inc. each of the Guarantors from time to time party thereto and Wells Fargo Bank, National Association, as Trustee. | 8-K | 4.6 | 9/30/2020 |
| 4.10 | Ninth Supplemental Indenture, dated as of March 4, 2022, among Advance Auto Parts, Inc., Advance Stores Company, Incorporated and Computershare Trust Company, N.A., as successor to Wells Fargo, National Association, as Trustee. | 8-K | 4.1 | 3/4/2022 |
| 4.11 | Tenth Supplemental Indenture, dated as of March 9, 2023, among Advance Auto Parts, Inc., Advance Stores Company, Incorporated and Computershare Trust Company, N.A., as successor to Wells Fargo Bank, National Association, as Trustee. | 8-K | 4.1 | 3/9/2023 |
| 4.12 | Form of 5.900% Notes due 2026 (included in Exhibit 4.11) | 8-K | 4.1 | 3/9/2023 |
| 4.13 | Form of 1.750% Notes due 2027 (included in Exhibit 4.9) | 8-K | 4.6 | 9/30/2020 |
| 4.14 | Form of 5.950% Notes due 2028 (included in Exhibit 4.11) | 8-K | 4.1 | 3/9/2023 |
| 4.15 | Form of 3.900% Notes due 2030 (included in Exhibit 4.8) | 8-K | 4.1 | 4/17/2020 |
| Incorporated by Reference · Filed | ||||
|---|---|---|---|---|
| Exhibit No. · Exhibit Description · Form · Exhibit · Filing Date · Herewith | ||||
| 4.16 | Form of 3.500% Notes due 2032 (included in Exhibit 4.10). | 8-K | 4.1 | 3/4/2022 |
| 10.1 | Form of Indemnification Agreement between Advance Auto Parts and each of its Directors. | 8-K | 10.19 | 5/20/2004 |
| 10.2 | Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives (as amended January 1, 2008), including First Amendment to the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives (as amended and restated effective as of January 1, 2009) and Second Amendment to the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives (as amended and restated effective as of January 1, 2010). | 10-K | 10.17 | 3/1/2011 |
| 10.3 | Fourth Amendment to the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives (As Amended and Restated Effective as of January 1, 2008). | 10-K | 10.52 | 3/3/2015 |
| 10.4 | Fifth Amendment to the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives (As Amended and Restated Effective as of January 1, 2008). | 10-K | 10.54 | 3/3/2015 |
| 10.5 | Sixth Amendment to the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives (As Amended and Restated Effective as of January 1, 2008). | 10-K | 10.55 | 2/28/2017 |
| 10.6 | Seventh Amendment to the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives (As Amended and Restated Effective as of January 1, 2008). | 10-K | 10.56 | 2/28/2017 |
| 10.7 | Eighth Amendment to Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives (As Amended and Restated Effective as of January 1, 2008). | 10-K | 10.58 | 2/21/2018 |
| 10.8 | Advance Auto Parts, Inc. Executive Incentive Award Plan | X | ||
| 10.9 | Advance Auto Parts, Inc. 2014 Long-Term Incentive Plan (as amended effective August 7, 2018). | 10-K | 10.57 | 2/9/2019 |
| 10.10 | Form of 2021 Advance Auto Parts, Inc. Time-Based Restricted Stock Unit Award Agreement. | 10-Q | 10.1 | 6/2/2021 |
| 10.11 | Form of 2021 Advance Auto Parts, Inc. Performance-Based Restricted Stock Unit Award Agreement. | 10-Q | 10.2 | 6/2/2021 |
| 10.12 | Form of 2021 Advance Auto Parts, Inc. Nonqualified Stock Option Award Agreement. | 10-Q | 10.3 | 6/2/2021 |
| 10.13 | Form of 2022 Advance Auto Parts, Inc. Time-Based Restricted Stock Unit Award Agreement. | 10-Q | 10.2 | 5/24/2022 |
| 10.14 | Form of 2022 Advance Auto Parts, Inc. Performance-Based Restricted Stock Unit Award Agreement. | 10-Q | 10.3 | 5/24/2022 |
| 10.15 | Form of 2022 Advance Auto Parts, Inc. Nonqualified Stock Option Award Agreement. | 10-Q | 10.4 | 5/24/2022 |
| 10.16 | Form of 2023 Advance Auto Parts, Inc. Performance-Based Restricted Stock Unit Award Agreement under the 2014 Plan. | 10-Q | 10.3 | 6/6/2023 |
| 10.17 | Form of 2023 Advance Auto Parts, Inc. Performance-Based Restricted Stock Unit Award Agreement under the 2014 Plan (CEO). | 10-Q | 10.4 | 6/6/2023 |
| 10.18 | Form of 2023 Advance Auto Parts, Inc. Nonqualified Stock Option Award Agreement under the 2014 Plan. | 10-Q | 10.5 | 6/6/2023 |
| Incorporated by Reference · Filed | |||||
|---|---|---|---|---|---|
| Exhibit No. | Exhibit Description | Form | Exhibit | Filing Date | Herewith |
| 10.19 | Advance Auto Parts, Inc. 2023 Omnibus Incentive Compensation Plan. | 10-Q | 10.1 | 6/6/2023 | |
| 10.20 | Form of 2023 Advance Auto Parts, Inc. Time-Based Restricted Stock Unit Award Agreement under the 2023 Plan. | 10-Q | 10.6 | 6/6/2023 | |
| 10.21 | Form of 2023 Advance Auto Parts, Inc. Performance-Based Restricted Stock Unit Award Agreement under the 2023 Plan. | 10-Q | 10.7 | 6/6/2023 | |
| 10.22 | Form of 2023 Advance Auto Parts, Inc. Nonqualified Stock Option Award Agreement under the 2023 Plan. | 10-Q | 10.8 | 6/6/2023 | |
| 10.23 | Advance Auto Parts, Inc. Deferred Compensation Program, as amended and restated effective January 1, 2021. | 10-K | 10.45 | 2/22/2021 | |
| 10.24 | Description of Non-Employee Director Compensation. | X | |||
| 10.25 | Employment Agreement effective March 28, 2016 between Advance Auto Parts, Inc. and Thomas R. Greco. | 10-Q | 10.1 | 5/31/2016 | |
| 10.26 | First Amendment to Employment Agreement effective April 2, 2016 between Advance Auto Parts, Inc. and Thomas R. Greco. | 10-Q | 10.2 | 5/31/2016 | |
| 10.27 | Employment Agreement effective August 21, 2016 between Advance Auto Parts, Inc. and Robert B. Cushing. | 10-K | 10.50 | 2/28/2017 | |
| 10.28 | First Amendment to Employment Agreement between Robert B. Cushing and Advance Auto Parts, Inc., dated April 12, 2023 | 10-Q | 10.9 | 6/6/2023 | |
| 10.29 | Employment Agreement effective September 17, 2018 between Advance Auto Parts, Inc. and Jeffrey W. Shepherd. | 10-Q | 10.1 | 11/13/2018 | |
| 10.30 | Employment Agreement effective October 3, 2018 between Advance Auto Parts, Inc. and Reuben E. Slone. | 10-K | 10.53 | 2/9/2019 | |
| 10.31 | Employment Agreement effective October 2, 2022 between Advance Auto Parts, Inc. and Herman Word, Jr. | X | |||
| 10.32 | Employment Agreement effective August 21, 2023 between Advance Auto Parts, Inc. and Shane M. O'Kelly. | 8-K | 10.01 | 8/23/2023 | |
| 10.33 | Employment Agreement effective November 13, 2023 between Advance Auto Parts, Inc. and Ryan P. Grimsland. | 8-K | 10.01 | 11/15/2023 | |
| 10.34 | Credit Agreement, dated as of November 9, 2021, among Advance Auto Parts, Inc. Advance Stores Company, Incorporated the lenders party thereto, and Bank of America, N.A., as Administrative Agent. | 8-K | 10.1 | 11/15/2021 | |
| 10.35 | Guarantee Agreement, dated as of November 9, 2021, among Advance Auto Parts, Inc., the guarantors from time to time party thereto and Bank of America, N.A, as administrative agent for the lenders. | 8-K | 10.2 | 11/15/2021 | |
| 10.36 | Amendment No. 1 to the Credit Agreement Dated as of February 27, 2023. | 10-K | 10.29 | 02/28/2023 | |
| 10.37 | Amendment No. 2 to the Credit Agreement Dated as of August 21, 2023. | 10-Q | 10.1 | 8/23/2023 | |
| 10.38 | Amendment No. 3 to the Credit Agreement Dated as of November 20, 2023 | 10-Q | 10.5 | 11/21/2023 | |
| 10.39 | Advance Auto Parts, Inc. Insider Trading Policy | X | |||
| 10.40 | Amendment No. 4 to the Credit Agreement Dated as of February 26, 2024 | 8-K | 10.1 | 2/28/2024 | |
| 21.1 | Subsidiaries of Advance Auto Parts, Inc. | X | |||
| 22.1 | List of Issuers and its Guarantor Subsidiaries. | X | |||
| 23.1 | Consent of Deloitte & Touche LLP. | X | |||
| Incorporated by Reference | Filed | ||||
| Exhibit No. | Exhibit Description | Form | Exhibit | Filing Date | Herewith |
| 31.1 | Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 31.2 | Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 32.1 | Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||
| 101.INS | XBRL Instance Document. | X | |||
| 101.SCH | XBRL Taxonomy Extension Schema Document. | X | |||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | X | |||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | X | |||
| 101.LAB | XBRL Taxonomy Extension Labels Linkbase Document. | X | |||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | X | |||
| 104.1 | Cover Page Interactive Data File (Embedded within the Inline XBRL document and included in Exhibit). | X | |||
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