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Midas Edge

ADVANCED ENERGY INDUSTRIES INC

For the period ended Dec 31, 2025. Filed Feb 13, 2026.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2025 · Filed Feb 13, 2026

AEIS$221.69+1.1%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits
Contents

ITEM 15. EXHIBIT AND FINANCIAL STATEMENT SCHEDULES

1.Financial Statements:

See Index to Financial Statements at Part II, Item 8 herein.

2.Financial Statement Schedules for the years ended December 31, 2025, 2024, and 2023

NOTE: All schedules have been omitted because they are either not applicable or the required information is included in the financial statements and notes thereto.

(B)Exhibits:
Exhibit · ​ · ​ · ​ · Incorporated by Reference
Number​ ​Description​ ​Form​ ​File No.​ ​Exhibit​ ​Filing Date
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2.1​Stock Purchase Agreement by and among Advanced Energy Industries, Inc., Artesyn Embedded Technologies, Inc., Pontus Intermediate Holdings II, LLC and Pontus Holdings, LLC, dated May 14, 2019 **​8-K​000-26966​2.1​May 15, 2019
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2.2​First Amendment to the Stock Purchase Agreement by and among Advanced Energy Industries, Inc., Artesyn Embedded Technologies, Inc., Pontus Intermediate Holdings II, LLC and Pontus Holdings, LLC, dated September 9, 2019 **​8-K​000-26966​2.2​September 10, 2019
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2.3​Stock Purchase Agreement, dated April 1, 2022,by and among SL Power Electronics Corporation,SL Delaware Holdings, Inc., Steel PartnersHoldings L.P., AEI US Subsidiary, LLC andAdvanced Energy Industries, Inc. **​8-K​000-26966​2.1​April 4, 2022
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Exhibit · ​ · ​ · ​ · Incorporated by Reference
Number​ ​Description​ ​Form​ ​File No.​ ​Exhibit​ ​Filing Date
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3.1​Amended and Restated Certificate of Incorporation of Advanced Energy Industries, Inc.​8-K​000-26966​3.1​May 1, 2024
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3.2​Third Amended and Restated By-Laws of Advanced Energy Industries, Inc.​8-K​000-26966​3.2​May 1, 2024
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4.1​Form of Specimen Certificate for Common Stock​S-1​33-97188​4.1​September 21, 1995
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4.2​Description of Advanced Energy Industries, Inc. Securities​10-K​000-26966​4.2​February 18, 2025
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4.3​Indenture, dated September 12, 2023, between Advanced Energy Industries, Inc. and U.S. Bank Trust Company, National Association, as trustee​8-K​000-26966​4.1​September 13, 2023
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4.4​Form of Global 2.50% Convertible Senior Note due 2028 (included in Exhibit 4.3)​8-K​000-26966​4.2​September 13, 2023
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10.1​Form of Director and Officer Indemnification Agreement​​​​​​​Filed herewith
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10.2​2017 Omnibus Incentive Plan *​DEF 14A​000-26966​Appendix A​March 14, 2017
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10.3​Employee Stock Purchase Plan *​DEF 14A​000-26966​Appendix B​March 10, 2021
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10.4​Offer Letter dated February 8, 2021 *​8-K​000-26966​10.2​February 10, 2021
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10.5​Offer Letter to Paul Oldham, dated March 26, 2018 *​8-K​000-26966​10.1​March 29, 2018
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10.6​Offer of Employment to Eduardo Bernal Acebedo, dated August 2, 2021 *​8-K​000-26966​10.1​September 8, 2021
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10.7​Form of Long-Term Incentive Plan *​8-K​000-26966​10.1​February 4, 2021
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10.8​Amended and Restated Deferred Compensation Plan *​10-Q​000-26966​10.1​November 1, 2022
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10.9​Form of Restricted Stock Unit Agreement under 2017 Omnibus Incentive Plan *​10-K​000-26966​10.25​February 17, 2023
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10.10​Form of LTI Performance Stock Unit Agreement under 2017 Omnibus Incentive Plan *​10-K​000-26966​10.26​February 17, 2023
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10.11​Form of Option Agreement under 2017 Omnibus Incentive Plan *​​​​​​​Filed herewith
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10.12​Form of Confirmation for Convertible Note Hedges***​8-K​000-26966​10.1​September 13, 2023
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10.13​Form of Confirmation for Warrants***​8-K​000-26966​10.2​September 13, 2023
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Exhibit · ​ · ​ · ​ · Incorporated by Reference
Number​ ​Description​ ​Form​ ​File No.​ ​Exhibit​ ​Filing Date
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10.14​Amended and Restated 2023 Omnibus Incentive Plan *​8-K​000-26966​10.1​November 8, 2023
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10.15​Form of Executive Change in Control and General Severance Agreement *​8-K​000-26966​10.2​November 8, 2023
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10.16​Form of Performance Stock Unit Agreement under the Amended and Restated 2023 Omnibus Incentive Plan *​10-K​000-26966​10.32​February 20, 2024
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10.17​Form of Restricted Stock Unit Agreement under the Amended and Restated 2023 Omnibus Incentive Plan *​10-K​000-26966​10.24​February 18, 2025
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10.18​Form of Annual Incentive Plan *​10-K​000-26966​10.34​February 20, 2024
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10.19​Credit Agreement, dated as of May 8, 2025, among Advanced Energy Industries, Inc., as the borrower, the guarantors party thereto, HSBC Bank USA, N.A., as the administrative agent, and the lenders party thereto.**​8-K​000-26966​10.1​August 5, 2025
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19.1​Insider Trading Policy​10-K​000-26966​19.1​February 18, 2025
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21.1​Subsidiaries of Advanced Energy Industries, Inc.​​​​​​​Filed herewith
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23.1​Consent of Independent Registered Public Accounting Firm​​​​​​​Filed herewith
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31.1​Certification of the Chief Executive Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002​​​​​​​Filed herewith
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31.2​Certification of the Principal Financial Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002​​​​​​​Filed herewith
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32.1​Certification of the Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002​​​​​​​Filed herewith
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32.2​Certification of the Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002​​​​​​​Filed herewith
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97.1​Compensation Clawback Policy​10-K​000-26966​97.1​February 20, 2024
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101.INS​Inline XBRL Instance Document​​​​​​​Filed herewith
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101.SCH​Inline XBRL Taxonomy Extension Schema Document​​​​​​​Filed herewith
Exhibit​​​Incorporated by Reference
Number​ ​Description​ ​Form​ ​File No.​ ​Exhibit​ ​Filing Date
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101.CAL​Inline XBRL Taxonomy Extension Calculation Linkbase Document​​​​​​​Filed herewith
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101.DEF​Inline XBRL Taxonomy Extension Definition Linkbase Document​​​​​​​Filed herewith
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101.LAB​Inline XBRL Taxonomy Extension Label Linkbase Document​​​​​​​Filed herewith
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101.PRE​Inline XBRL Taxonomy Extension Presentation Linkbase Document​​​​​​​Filed herewith
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104​Cover Page Interactive Data File (formatted as Inline XBRL with applicable taxonomy extension information contained in Exhibits 101)​​​​​​​Filed herewith
  • Management contract or compensatory plan.

** Schedules, exhibits, and similar supporting attachments or agreements have been omitted pursuant to Item 601(b)(2) of Regulation S-K. Advanced Energy Industries, Inc. agrees to furnish a supplemental copy of any omitted schedule or similar attachment to the SEC upon request.

*** Certain personally identifiable information has been omitted from this exhibit pursuant to Item 601(a)(6) of Regulation S-K.

ContentsView on SEC.gov

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