BOX INC
For the period ended Jul 31, 2025. Filed Aug 27, 2025.
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Jul 31, 2025 · Filed Aug 27, 2025
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Item 5. Other Information
During the three months ended July 31, 2025, the following directors and officers, as defined in Rule 16a-1(f) under the Exchange Act, adopted a “Rule 10b5-1 trading arrangement” as defined in Item 408 of Regulation S-K, as follows.
On May 29, 2025, Dylan Smith, our Chief Financial Officer, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act. The Rule 10b5-1 trading arrangement allows for the sale of up to 221,000 shares of our Class A common stock, commencing on September 10, 2025 and continuing until all shares are sold or July 10, 2026, whichever comes first.
On June 27, 2025, Jack Lazar, amember of our Board of Directors, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act. The Rule 10b5-1 trading arrangement allows for the sale of up to 15,000 shares of our Class A common stock, commencing on September 26, 2025 and continuing until all shares are sold or June 27, 2026, whichever comes first.
On July 9, 2025, Olivia Nottebohm, our Chief Operating Officer, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act. The Rule 10b5-1 trading arrangement allows for the sale of up to 75% of the net shares of our Class A common stock that Ms. Nottebohm will receive from the vesting of outstanding awards of performance stock units and restricted stock units during the term of the plan. The Rule 10b5-1 trading arrangement will commence on October 10, 2025 and continue until all shares are sold or September 18, 2026, whichever comes first.
No other directors or officers, as defined in Rule 16a-1(f), adopted and/orterminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K, during the three months ended July 31, 2025.
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