Aveanna Healthcare Holdings, Inc.
For the period ended Jun 28, 2025. Filed Aug 7, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 28, 2025 · Filed Aug 7, 2025
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Item 5. Other Information
During the quarter ended June 28, 2025, none of the directors or officers of the Company adopted, modified, orterminated any contract, instruction or written plan for the purchase or sale of the Company's securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1 (c) under the Exchange Act or any "non-Rule 10b5-1 trading arrangement", as defined in Item 408 of Regulation S-K, except as follows:
On June 11, 2025, the officers of the Company listed in the chart below adopted Rule 10b5-1 trading arrangements intended to provide solely for "eligible sell-to-cover transactions" (as described in Rule 10b5-1(c)(1) under the Exchange Act) to satisfy the applicable tax withholding obligations in connection with the vesting of certain restricted stock unit awards. The number of shares to be sold pursuant to each officer's Rule 10b5-1 trading arrangement is dependent on the applicable tax obligations incurred in connection with the vesting of each officer's restricted stock unit awards and, therefore, is indeterminable at this time, but in no event exceed the aggregate number of shares of our common stock listed below.
| Name | Title | Adoption Date | Expiration Date | Aggregate # of securities to be sold (2) |
|---|---|---|---|---|
| Jeff Shaner | Chief Executive Officer | June 11, 2025 | January 9, 2026 (1) | 180,000 |
| Jeff Shaner | Chief Executive Officer | June 11, 2025 | February 28, 2026 (1) | 978,851 |
| Matthew Buckhalter | Chief Financial Officer | June 11, 2025 | January 9, 2026 (1) | 115,000 |
| Matthew Buckhalter | Chief Financial Officer | June 11, 2025 | February 28, 2026 (1) | 106,427 |
| Deborah Stewart | SVP, Chief Accounting Officer | June 11, 2025 | January 9, 2026 (1) | 75,000 |
| Deborah Stewart | SVP, Chief Accounting Officer | June 11, 2025 | February 28, 2026 (1) | 89,788 |
| Edwin C. Reisz | Chief Administrative Officer | June 11, 2025 | January 9, 2026 (1) | 125,000 |
| Edwin C. Reisz | Chief Administrative Officer | June 11, 2025 | February 28, 2026 (1) | 425,304 |
(1)
Each trading arrangement permits transactions through the date of completion of all sales necessary to withhold minimum tax obligations required by applicable law.
(2)
The volume and timing of sales is determined based upon sell-to-cover events occurring upon the vesting of certain outstanding equity awards.
Each of the 10b5-1 plans in the above table included a representation from the officer to the Company, in accordance with the Company's securities trading policy, that such individual was not in possession of any material nonpublic information regarding the Company or the securities subject to the plan on the date of adoption.
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