Skip to main content

Addus HomeCare Corp

For the period ended Mar 31, 2025. Filed May 6, 2025.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2025 · Filed May 6, 2025

ADUS$122.42-1.5%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits

Item 5. Other Information

During the quarter ending March 31, 2025, each of the following directors and Section 16 officers adopted a Rule 10b5-1 Trading Arrangement (as defined in Item 408(a) of Regulation S-K) to sell common shares:

NameTitleAdoption DateExpiration Date (1)Shares Vesting and Subject to Sell-To-Cover (2)Other Shares Being Sold (Subject to Certain Conditions)
Roberton StevensonEVP and Chief Human Resources OfficerMarch 5, 2025February 24, 20263,285n/a
Michael WattenbargerEVP and Chief Information OfficerMarch 5, 2025February 24, 20263,610n/a
R. Dirk AllisonChief Executive Officer and Chairman of the BoardAugust 26, 2024March 10, 2025(3)n/a87,500(4)
R. Dirk Allison(3)Chief Executive Officer and Chairman of the BoardMarch 4, 2025February 24, 202628,942n/a
Darby AndersonEVP and Chief Government Affairs & Community Relations OfficerMarch 5, 2025February 24, 20264,718n/a
W. Bradley BickhamPresident and Chief Operating OfficerMarch 5, 2025February 24, 202612,173n/a
Cliff BlessingEVP and Chief Development OfficerMarch 14, 2025February 24, 20264,009n/a
Brian PoffEVP, Chief Financial Officer, Secretary and TreasurerMarch 4, 2025February 24, 202611,363n/a
Monica RainesEVP and Chief Compliance and Quality OfficerMarch 13, 2025March 1, 20264,010n/a
Sean GaffneyEVP and Chief Legal OfficerMarch 7, 2025February 24, 20263,718n/a
David TuckerEVP and Chief Strategy OfficerMarch 13, 2025February 24, 20264,091n/a

(1) Each plan will expire on the date represented in the table or upon the earlier completion of all transactions contemplated by the arrangement.

(2)This column indicates the total number of shares vesting in connection with equity awards, not the number of shares to be sold. The actual number of shares to be sold will be a smaller number based on whatever is required to satisfy payment of applicable withholding taxes under sell-to-cover arrangements.

(3) On March 10, 2025, Mr. Allison terminated his existing 10b5-1 Plan during the quarter in connection with his entry into a third amended and restated employment and non-competition agreement.

(4)Mr. Allison became CEO of the Company in early 2016 and, in connection with that appointment, received a grant of options with respect to 150,000 shares on January 21, 2016, of which 87,500 remained outstanding and unexercised at the plan’s establishment. Those options have aten-year term and are thus forfeited if not exercised by early 2026. Mr. Allison had established this plan in order to effectuate an orderly process for exercising and selling before the date of forfeiture and sold 37,500 shares prior to the plan’s termination.

Each trading arrangement noted above is intended to satisfy the affirmative defense in Rule 10b5-1(c). No other director or Section 16 officer adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements, as such terms are defined in Item 408(a) of Regulation S-K, during the quarter ending March 31, 2025.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.