Addus HomeCare Corp
For the period ended Jun 30, 2024. Filed Aug 6, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 6, 2024
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Item 5. Other Information
During the quarter ending June 30, 2024, each of the following directors and Section 16 officers adopted a Rule 10b5-1 Trading Arrangement (as defined in Item 408(a) of Regulation S-K) to sell common shares:
| Name | Title | Adoption Date | Expiration Date (1) | Shares Vesting and Subject to Sell-To-Cover (2) | Other Shares Being Sold (Subject to Certain Conditions) |
|---|---|---|---|---|---|
| Roberton Stevenson | EVP and Chief Human Resources Officer | June 12, 2024 | June 14, 2025 | 3,330 | n/a |
| Michael Wattenbarger | EVP and Chief Information Officer | June 12, 2024 | February 24, 2025 | 3,539 | n/a |
| R. Dirk Allison | Chief Executive Officer and Chairman of the Board | June 12, 2024 | February 24, 2025 | 26,609 | n/a |
| Darby Anderson | EVP and Chief Government Affairs & Community Relations Officer | June 12, 2024 | February 24, 2025 | 4,823 | n/a |
| W. Bradley Bickham | President and Chief Operating Officer | June 13, 2024 | February 24, 2025 | 14,308 | n/a |
| Cliff Blessing | EVP and Chief Development Officer | June 12, 2024 | April 20, 2025 | 2,752 | n/a |
| Brian Poff | EVP, Chief Financial Officer, Secretary and Treasurer | June 12, 2024 | February 24, 2025 | 13,207 | n/a |
| Monica Raines | EVP and Chief Compliance and Quality Officer | June 13, 2024 | March 1, 2025 | 3,168 | n/a |
| Sean Gaffney | EVP and Chief Legal Officer | June 14, 2024 | February 24, 2025 | 4,823 | n/a |
| Brian Poff | EVP, Chief Financial Officer, Secretary and Treasurer | June 13, 2024 | December 13, 2024 | n/a | 6,839 |
| David Tucker | EVP and Chief Strategy Officer | June 14, 2024 | February 24, 2025 | 4,142 | n/a |
(1) Each plan will expire on the date represented in the table or upon the earlier completion of all transactions contemplated by the arrangement.
(2)This column indicates the total number of shares vesting in connection with equity awards, not the number of shares to be sold. The actual number of shares to be sold will be a smaller number based on whatever is required to satisfy payment of applicable withholding taxes under sell-to-cover arrangements.
Each trading arrangement noted above is intended to satisfy the affirmative defense in Rule 10b5- 1(c). No other director or Section 16 officer adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements, as such terms are defined in Item 408(a) of Regulation S-K, during the quarter ending June 30, 2024.
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