Addus HomeCare Corp
For the period ended Dec 31, 2023. Filed Feb 27, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 27, 2024
ADUS$126.29+3.2%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
(a)
(1), (2) The Financial Statements listed on the index on page F-1 following are included herein. All schedules are omitted, either because they are not applicable or because the required information is shown in the financial statements or the notes thereto.
(b)
Exhibits
EXHIBIT INDEX
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| ExhibitNumber | Description of Document | Form | File No. | Date Filing | ExhibitNumber |
| 3.1 | Amended and Restated Certificate of Incorporation of Addus HomeCare Corporation dated as of October 27, 2009. | 10-Q | 001-34504 | 11/20/2009 | 3.1 |
| 3.2 | Amended and Restated Bylaws of Addus HomeCare Corporation, as amended by the First Amendment to Amended and Restated Bylaws. | 10-Q | 001-34504 | 05/9/2013 | 3.2 |
| 4.1 | Form of Common Stock Certificate. | S-1 | 333-160634 | 10/2/2009 | 4.1 |
| 4.2 | Description of Securities of Addus HomeCare Corporation Registered under Section 12 of the Exchange Act. | 10-K | 001-34504 | 8/10/2020 | 4.2 |
| 10.1* | Addus Holding Corporation 2006 Stock Incentive Plan. | S-1 | 333-160634 | 7/17/2009 | 10.12 |
| 10.2* | Director Form of Non-Qualified Stock Option Certificate under the 2006 Stock Incentive Plan. | S-1 | 333-160634 | 7/17/2009 | 10.13 |
| 10.3* | Executive Form of Non-Qualified Stock Option Certificate under the 2006 Stock Incentive Plan. | S-1 | 333-160634 | 7/17/2009 | 10.14 |
| 10.4 | 2009 Form of Indemnification Agreement. | S-1 | 333-160634 | 7/17/2009 | 10.16 |
| 10.5* | Form of Addus HomeCare Corporation 2009 Stock Incentive Plan. | S-1 | 333-160634 | 9/21/2009 | 10.20 |
| 10.6* | Form of Nonqualified Stock Option Award Agreement pursuant to the 2009 Stock Incentive Plan. | S-1 | 333-160634 | 9/21/2009 | 10.20(a) |
| 10.7* | Form of Restricted Stock Award Agreement pursuant to the 2009 Stock Incentive Plan. | S-1 | 333-160634 | 9/21/2009 | 10.20(b) |
| 10.8 | Securities Purchase Agreement, dated as of April 24, 2015, by and among Addus HealthCare, Inc., Margaret Coffey, Carol Kolar, South Shore Home Health Service, Inc. and Acaring Home Care, LLC. | 10-Q | 001-34504 | 5/8/2015 | 10.1 |
| 10.9 | Credit Agreement, dated as of May 8, 2017, by and among Addus Healthcare, Inc., as the Borrower, the other parties from time to time a party thereto, and Capital One, National Association, as a Lender and Swing Lender and as Agent for all Lenders, Suntrust Bank, as Documentation Agent, Bank of the West, Compass Bank, Fifth Third Bank and JPMorgan Chase Bank, N.A., as Co-Syndication Agents, the other financial institutions party thereto, as Lenders, Capital One, National Association, Bank of the West, Compass Bank, Fifth Third Bank and JPMorgan Chase Bank, N.A. and Suntrust Robinson Humphrey as Joint Lead Arrangers and Capital One, National Association, as Sole Bookrunner. | 10-Q | 001-34504 | 5/9/2017 | 10.3 |
| 10.10* | Addus HomeCare Corporation’s 2017 Omnibus Incentive Plan, effective as of April 27, 2017. | 8-K | 001-34504 | 6/16/2017 | 10.1 |
| 10.11* | Form of Nonqualified Stock Option Award Agreement pursuant to the 2017 Omnibus Incentive Plan. | 10-K | 001-34504 | 3/14/2018 | 10.28 |
| 10.12* | Form of Restricted Stock Award Agreement pursuant to the 2017 Omnibus Incentive Plan. | 10-K | 001-34504 | 3/14/2018 | 10.29 |
| 10.13 | Stock Purchase Agreement, dated February 27, 2018, by and among Addus Healthcare, Inc., Michael J. Merrell and Mary E. Merrell, individually, Michael J. Merrell and Mary E. Merrell, as Trustees of the Merrell Revocable Trust UTA dated June 3, 2012, and Michael J. Merrell and Mary E. Merrell, as Trustees of the Ambercare Corporation Employee Stock Ownership Plan Trust. | 8-K | 001-34504 | 3/5/2018 | 10.1 |
| 10.14 | Amended and Restated Credit Agreement by and among Addus HealthCare, Inc., as borrower, the Company, the other Credit Parties party thereto, the Lenders and L/C Issuers party thereto, and Capital One, National Association, as administrative agent. | 10-Q | 001-34504 | 8/11/2018 | 10.2 |
| 10.15* | Second Amended and Restated Employment and Non-Competition Agreement, dated November 5, 2018, by and between Addus HealthCare, Inc. and R. Dirk Allison. | 10-Q | 001-34504 | 8/11/2018 | 10.3 |
| 10.16* | Second Amended and Restated Employment and Non-Competition Agreement, dated November 5, 2018, by and between Addus HealthCare, Inc. and Brian Poff. | 10-Q | 001-34504 | 8/11/2018 | 10.4 |
| 10.17* | Second Amended and Restated Employment and Non-Competition Agreement, dated November 5, 2018, by and between Addus HealthCare, Inc. and Darby Anderson. | 10-Q | 001-34504 | 8/11/2018 | 10.6 |
| 10.18* | Second Amended and Restated Employment and Non-Competition Agreement, dated November 5, 2018, by and between Addus HealthCare, Inc. and W. Bradley Bickham. | 10-Q | 001-34504 | 8/11/2018 | 10.7 |
| 10.19 | Amended and Restated Credit Agreement, dated as of October 31, 2018, by and among Addus HealthCare, Inc., as borrower, the Company, the other Credit Parties party thereto, the Lenders and L/C Issuers party thereto, and Capital One, National Association, as administrative agent. | 10-Q | 001-34504 | 11/8/2018 | 10.2 |
| 10.20* | Employment and Non-Competition Agreement, effective April 29, 2019, by and between Addus HealthCare, Inc. and Sean Gaffney. | 8-K | 001-34504 | 4/8/2019 | 99.2 |
| 10.21* | Employment and Non-Competition Agreement, effective November 7, 2019, by and between Addus HealthCare, Inc. and David Tucker. | 10-K | 001-34504 | 8/10/2020 | 10.40 |
| 10.22* | Employment and Non-Competition Agreement, effective November 7, 2019, by and between Addus HealthCare, Inc. and Mike Wattenbarger. | 10-K | 001-34504 | 8/10/2020 | 10.41 |
| 10.23 | Equity Purchase Agreement, dated August 25, 2019, by and among Addus Healthcare, Inc., Hospice Partners of America, LLC, New Capital Partners II – HS, Inc., Senior Care Services, LLC, Eastside Partners II, L.P., and New Capital Partners II, LLC. | S-3ASR | 333-233600 | 9/3/2019 | 2.1 |
| 10.24 | First Amendment to Amended and Restated Credit Agreement, dated as of September 12, 2019, by and among Addus HealthCare, Inc., as the Borrower, Addus HomeCare Corporation, other Credit Parties party thereto, Capital One, National Association, as administrative agent and as a Lender, and the other Lenders party thereto. | 10-Q | 001-34504 | 9/13/2019 | 10.1 |
| 10.25 | Unit Purchase Agreement, dated November 10, 2020, by and among Addus Healthcare, Inc., Queen City Hospice, LLC, Miracle City Hospice, LLC, and QCH Holdings LLC. | 10-K | 001-34504 | 3/1/2021 | 10.45 | |
| 10.26 | Amendment to Unit Purchase Agreement, dated December 3, 2020, by and among Addus Healthcare, Inc., Queen City Hospice, LLC, Miracle City Hospice, LLC, and QCH Holdings LLC. | 10-K | 001-34504 | 3/1/2021 | 10.46 | |
| 10.27* | Employment and Non-Competition Agreement, effective June 14, 2021, by and between Addus HealthCare, Inc. and Roberton James Stevenson. | 10-Q | 001-34504 | 8/4/2021 | 10.2 | |
| 10.28** | Second Amendment to Amended and Restated Credit Agreement, dated as of July 30, 2021, by and among Addus HealthCare, Inc., as the Borrower, Addus HomeCare Corporation, the other Credit Parties party thereto, Capital One, National Association, as administrative agent and as a Lender, and the other Lenders party thereto. | 8-K | 001-34504 | 8/4/2021 | 10.1 | |
| 10.29* | 2022 Form of Indemnification Agreement. | 10-K | 001-34504 | 2/25/2022 | 10.50 | |
| 10.30* | Amended and Restated Employment and Non-Competition Agreement, effective March 1, 2022, by and between Addus HealthCare, Inc. and Monica Raines. | 10-Q | 001-34504 | 5/23/2022 | 10.1 | |
| 10.31* | Employment and Non-Competition Agreement, effective April 20, 2022, by and between Addus HealthCare, Inc. and Cliff Blessing. | 10-Q | 001-34504 | 8/2/2022 | 10.1 | |
| 10.32 | Third Amendment to Amended and Restated Credit Agreement, dated as of April 26, 2023, by and among Addus HealthCare, Inc., as the Borrower, Addus HomeCare Corporation, the other Credit Parties party thereto, Capital One, National Association, as administrative agent and as a Lender, and the other Lenders party thereto. | 10-Q | 001-34504 | 5/2/2023 | 10.1 | |
| 10.33* | Addus HomeCare Corporation Amended and Restated 2017 Omnibus Incentive Plan. | 10-Q | 001-34504 | 8/1/2023 | 10.1 | |
| 10.34** | Membership Interests Purchase Agreement, dated June 28, 2023, by and among Addus HealthCare, Inc., HHH Newco Holdings, LLC, American Health Companies, LLC, American Home Care, LLC, Homecare, LLC, Tennessee Valley Home Care, LLC, and Tri-County Home Health and Hospice, LLC. | 10-Q | 001-34504 | 8/1/2023 | 10.1 | |
| 21.1 | Subsidiaries of Addus HomeCare Corporation. | |||||
| 23.1 | Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm. | |||||
| 31.1 | Certification of Chief Executive Officer Pursuant to Rule 13-14(a) of the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |||||
| 31.2 | Certification of Chief Financial Officer Pursuant to Rule 13-14(a) of the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |||||
| 32.1 | Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |||||
| 32.2 | Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |||||
| 97.1*** | Addus Homecare Corporation Compensation Recoupment Policy | |||||
| 101.INS | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document). |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. |
| 101.CAL | Inline XBRL Taxonomy Calculation Linkbase Document. |
| 101.LAB | Inline XBRL Taxonomy Label Linkbase Document. |
| 101.PRE | Inline XBRL Presentation Linkbase Document. |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document and contained in Exhibit 101). |
- Management compensatory plan or arrangement
** Schedules and exhibits have been omitted pursuant to Item 601 of Regulation S-K. The Company hereby undertakes to furnish supplementally a copy of any of the omitted schedules and exhibits upon request by the Securities and Exchange Commission.
***Filed herewith
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.