ADVANCED ENERGY INDUSTRIES INC
For the period ended Jun 30, 2026. Filed Aug 3, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 3, 2026
AEIS$219.30+11.3%Stored close · as of Nov 9, 2026
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Item 6. EXHIBITS
The exhibits listed in the following index are filed as part of this Quarterly Report on Form 10-Q.
| Exhibit · · · Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Number | | Description | Form | File No. | Exhibit | Filing Date |
| 3.1 | | Certificate of Amendment to Amended and Restated Certificate of Incorporation | 8-K | 000-26966 | 3.1 | May 8, 2026 |
| | | | | | | |
| 4.1 | | Indenture, dated as of May 18, 2026, between Advanced Energy Industries, Inc. and U.S. Bank Trust Company, National Association, as trustee | 8-K | 000-26966 | 4.1 | May 18, 2026 |
| | | | | | | |
| 4.2 | | Form of Global 0% Convertible Senior Note due 2031 (included in Exhibit 4.1) | 8-K | 000-26966 | 4.2 | May 18, 2026 |
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| 10.1 | | Form of Capped Call Confirmation | 8-K | 000-26966 | 10.1 | May 18, 2026 |
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| 10.2 | | Form of Exchange Agreement | 8-K | 000-26966 | 10.2 | May 18, 2026 |
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| 10.3 | | Form of Bond Hedge Unwind Agreement | 8-K | 000-26966 | 10.3 | May 18, 2026 |
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| 10.4 | | Form of Warrant Unwind Agreement | 8-K | 000-26966 | 10.4 | May 18, 2026 |
| 10.5 | | Second Amended and Restated 2023 Omnibus Incentive Plan | 8-K | 000-26966 | 10.1 | May 8, 2026 |
| 31.1 | | Certification of the Chief Executive Officer Pursuant to Rule 13a 14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | | | Filed herewith |
| 31.2 | | Certification of the Chief Financial Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | | | Filed herewith |
| | | | | | | |
| 32.1 | | Certification of the Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | | | Filed herewith |
| | | | | | | |
| 32.2 | | Certification of the Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | | | Filed herewith |
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| 101.INS | | Inline XBRL Instance Document (The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) | | | | Filed herewith |
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| 101.SCH | | Inline XBRL Taxonomy Extension Schema Document. | | | | Filed herewith |
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| 101.CAL | | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | | | | Filed herewith |
| | | | | | | |
| Exhibit | | | Incorporated by Reference | |||
| Number | | Description | Form | File No. | Exhibit | Filing Date |
| 101.DEF | | Inline XBRL Taxonomy Extension Definition Linkbase Document. | | | | Filed herewith |
| | | | | | | |
| 101.LAB | | Inline XBRL Taxonomy Extension Label Linkbase Document. | | | | Filed herewith |
| | | | | | | |
| 101.PRE | | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | | | | Filed herewith |
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| 104 | | Cover Page Interactive Data File (Formatted in Inline XBRL and contained in Exhibit 101) | | | | Filed herewith |
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