ALAMO GROUP INC
For the period ended Dec 31, 2023. Filed Feb 22, 2024.
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FY2023 · Filed Feb 22, 2024
ALG$140.97+5.4%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 16. Summary
None.
Exhibits
Exhibits – The following exhibits are incorporated by reference to the filing indicated or are included following the index to Exhibits.
INDEX TO EXHIBITS
| Incorporated by Reference | |||
|---|---|---|---|
| From the Following | |||
| Exhibits · Exhibit Title · Documents | |||
| 3.1 | — | Certificate of Incorporation, as amended, of Alamo Group Inc. | Filed as Exhibit 3.1 to Form S-1, February 5, 1993 |
| 3.2 | — | Certificate of Amendment of Certificate of Incorporation of Alamo Group Inc. | Filed as Exhibit 3.1 to Form 8-K, May 10, 2016 |
| 3.3 | — | By-Laws of Alamo Group Inc. as amended | Filed as Exhibit 3.1 to Form 8-K, December 12, 2022 |
| 4.1 | — | Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 | Filed as Exhibit 4.1 to Form 10-K, February 28, 2020 |
| 10.1 | — | Form of indemnification agreements with Directors of Alamo Group Inc. | Filed as Exhibit 10.1 to Form 10-Q, May 15, 1997 |
| 10.2 | — | Form of indemnification agreements with certain executive officers of Alamo Group Inc. | Filed as Exhibit 10.2 to Form 10-Q, May 15, 1997 |
| *10.3 | — | 401(k) Restoration Plan for Highly Compensated Employees, adopted on December 9, 1997 | Filed as Exhibit 10.15 to Form 10-K, March 31, 1998 |
| *10.4 | — | 2005 Incentive Stock Option Plan, adopted by the Board of Directors on May 4, 2005 | Filed as Appendix E to Schedule 14A, March 29, 2005 |
| 10.5 | — | Third Amended and Restated Credit Agreement, dated as of October 28, 2022, by and among Alamo Group Inc., Bank of America, N.A. as administrative agent, Wells Fargo Bank, N.A., and PNC Bank, N.A. as co-syndication agents, TD Bank, N.A. as documentation agent, and the other lenders party thereto. | Filed as Exhibit 10.1 to Form 8-K, October 31, 2022 |
| *10.6 | — | Form of Restricted Stock Award Agreement under the 2009 Equity Incentive Plan | Filed as Exhibit 10.2 to Form 8-K, May 13, 2009 |
| *10.7 | — | Supplemental Executive Retirement Plan | Filed as Exhibit 10.1 to Form 8-K, January 18, 2011 |
| *10.9 | — | 2015 Incentive Stock Option Plan, adopted by the Board of Directors on May 7, 2015 | Filed as Appendix A to Schedule 14A, March 19, 2015 |
| *10.10 | — | Alamo Group Inc. 2019 Equity Incentive Plan | Filed as Exhibit 10.1 to Form 8-K, May 7, 2019 |
| *10.11 | — | Form of Restricted Stock Award Agreement under the Alamo Group Inc. 2019 Equity Incentive Plan | Filed as Exhibit 10.23 to Form 10-K, February 28, 2020 |
| *10.12 | — | Form of Restricted Stock Unit Agreement under the Alamo Group Inc. 2019 Equity Incentive Plan | Filed as Exhibit 10.24 to Form 10-K, February 28, 2020 |
| *10.13 | — | Form of Performance Share Unit Agreement under the Alamo Group Inc. 2019 Equity Incentive Plan | Filed as Exhibit 10.22 to Form 10-K, February 26, 2021 |
| 10.14 | — | Form of Executive Change in Control Agreement | Filed as Exhibit 10.1 to Form 8-K, March 10, 2020 |
| 10.15 | — | Amendment to Executive Change in Control Agreement by and between Alamo Group Inc. and Dan Malone | Filed as Exhibit 10.1 to Form 10-Q, August 2, 2023 |
| 10.16 | — | Amendment to Executive Change in Control Agreement by and between Alamo Group Inc. and Edward Rizzuti | Filed as Exhibit 10.2 to Form 10-Q, August 2, 2023 |
| 10.17 | — | Amendment to Executive Change in Control Agreement by and between Alamo Group Inc. and Richard Wehrle | Filed as Exhibit 10.3 to Form 10-Q, August 2, 2023 |
| 21.1 | — | Subsidiaries of the Registrant | Filed Herewith |
| 23.1 | — | Consent of KPMG LLP | Filed Herewith |
| 31.1 | — | Certification by Jeffery A. Leonard under Section 302 of the Sarbanes-Oxley Act of 2002 | Filed Herewith |
| 31.2 | — | Certification by Richard J. Wehrle under Section 302 of the Sarbanes-Oxley Act of 2002 | Filed Herewith |
| 31.3 | — | Certification by Ian M. Eckert under Section 302 of the Sarbanes-Oxley Act of 2002 | Filed Herewith |
| 32.1 | — | Certification by Jeffery A. Leonard under Section 906 of the Sarbanes-Oxley Act of 2002 | Filed Herewith |
| 32.2 | — | Certification by Richard J. Wehrle under Section 906 of the Sarbanes-Oxley Act of 2002 | Filed Herewith |
| 32.3 | — | Certification by Ian M. Eckert under Section 906 of the Sarbanes-Oxley Act of 2002 | Filed Herewith |
| 97.0 | — | Recoupment Policy | Filed Herewith |
| 101.INS | — | XBRL Instance Document | Filed Herewith |
| 101.SCH | — | XBRL Taxonomy Extension Schema Document | Filed Herewith |
| 101.CAL | — | XBRL Taxonomy Extension Calculation Linkbase Document | Filed Herewith |
| 101.LAB | — | XBRL Taxonomy Extension Label Linkbase Document | Filed Herewith |
| 101.PRE | — | XBRL Taxonomy Extension Presentation Linkbase Document | Filed Herewith |
| 101.DEF | — | XBRL Taxonomy Extension Definition Linkbase Document | Filed Herewith |
| 104 | — | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | Filed Herewith |
*Compensatory Plan
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ALAMO GROUP INC. | ||
| Date: | February 22, 2024 | |
|---|---|---|
| /s/ Jeffery A. Leonard | ||
| Jeffery A. Leonard | ||
| President & Chief Executive Officer | ||
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in their capacities and on the 22nd day of February 2024.
| Signature | Title | |
|---|---|---|
| /s/RODERICK R. BATY Roderick R. Baty | Independent Board Chair & Director | |
| /s/JEFFERY A. LEONARD Jeffery A. Leonard | President & Chief Executive Officer (Principal Executive Officer) | |
| /s/RICHARD J. WEHRLE Richard J. Wehrle | Executive Vice President & Chief Financial Officer (Principal Financial Officer) | |
| /s/IAN M. ECKERT Ian M. Eckert | Vice President, Corporate Controller & Chief Accounting Officer (Principal Accounting Officer) | |
| /s/ROBERT P. BAUER Robert P. Bauer | Director | |
| /s/ERIC P. ETCHART Eric P. Etchart | Director | |
| /s/NINA C. GROOMS Nina C. Grooms | Director | |
| /s/TRACY C. JOKINEN Tracy C. Jokinen | Director | |
| /s/RICHARD W. PAROD Richard W. Parod | Director | |
| /s/LORIE L. TEKORIUS Lorie L. Tekorius | Director |
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