ARROWHEAD PHARMACEUTICALS, INC.
For the period ended Jun 30, 2026. Filed Aug 4, 2026.
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Jun 30, 2026 · Filed Aug 4, 2026
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ITEM 5. OTHER INFORMATION
(c)Trading Plans
During the quarter ended June 30, 2026, the following directors and officers (as defined in Exchange Act Rule 16a-1(f)) adopted certain trading plans intended to satisfy Rule 10b5-1(c):
| Name · Title · Adoption or Termination Date · Plan End Date · Shares Vesting and Subject to Sell-To-Cover (1) · Other Shares Being Sold (Subject to Certain Conditions) | ||||
|---|---|---|---|---|
| Patrick O’Brien | Chief Operating Officer | 04/09/2026 | 01/08/2027 | Up to 30,000 Shares |
| Patrick O’Brien | Chief Operating Officer | 04/09/2026 | 01/08/2027 | 81,250 |
| Mauro Ferrari | Board Member | 04/14/2026 | 12/22/2026 | 3,128 |
(1) This column indicates the total number of shares vesting, but the 10b5-1 Plan provides for the sale of only those shares necessary to satisfy payment of applicable withholding taxes.
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