FRANKLIN RESOURCES INC
For the period ended Sep 30, 2024. Filed Nov 12, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Nov 12, 2024
BEN$35.87+6.3%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Table of Contents
INDEX TO ANNUAL REPORT ON FORM 10-K
| PART I | |||
|---|---|---|---|
| ITEM 1. | BUSINESS | 3 | |
| ITEM 1A. | RISK FACTORS | 16 | |
| ITEM 1B. | UNRESOLVED STAFF COMMENTS | 26 | |
| ITEM 1C. | CYBERSECURITY | 27 | |
| ITEM 2. | PROPERTIES | 28 | |
| ITEM 3. | LEGAL PROCEEDINGS | 28 | |
| ITEM 4. | MINE SAFETY DISCLOSURES | 28 | |
| INFORMATION ABOUT OUR EXECUTIVE OFFICERS | 29 | ||
| PART II | |||
| ITEM 5. | MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES | 31 | |
| ITEM 6. | [RESERVED] | 31 | |
| ITEM 7. | MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS | 31 | |
| ITEM 7A. | QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK | 54 | |
| ITEM 8. | FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA | 56 | |
| ITEM 9. | CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURE | 99 | |
| ITEM 9A. | CONTROLS AND PROCEDURES | 99 | |
| ITEM 9B. | OTHER INFORMATION | 99 | |
| ITEM 9C. | DISCLOSURE REGARDING FOREIGN JURISDICTIONS THAT PREVENT INSPECTIONS | 99 | |
| PART III | |||
| ITEM 10. | DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE | 100 | |
| ITEM 11. | EXECUTIVE COMPENSATION | 100 | |
| ITEM 12. | SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS | 100 | |
| ITEM 13. | CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE | 101 | |
| ITEM 14. | PRINCIPAL ACCOUNTANT FEES AND SERVICES | 101 | |
| PART IV | |||
| ITEM 15. | EXHIBITS AND FINANCIAL STATEMENT SCHEDULES | 102 | |
| EXHIBIT INDEX | 102 | ||
| SIGNATURES | 105 | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.